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Adrian C Marshall

CIK 1463985 · last filed 2018-02-02

Adrian C Marshall is a corporate insider who has filed 18 SEC Form 4 insider transactions across 5 companies since 2009. The most recent filing, for BLW, was dated Feb 2, 2018. Across all open-market trades the lifetime net is +$49.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $30.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$30.5K

Companies

5

Total Filings

18

Lifetime Open-Market Net

$49.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BLW 0 $12.58 $0 -$1.4K 3 2018-02-02
FRA 2,150 $10.74 $23.1K $29.9K 4 2018-02-02
DSU 781 $9.45 $7.4K $0 2 2018-02-02
BlackRock Defined Opportunity Credit Trust (BHL) Delisted 1,800 — — $15.6K 8 2012-09-17
BLACKROCK DIVIDEND INCOME TRUST (BQY) Delisted 450 — — $5.6K 1 2010-09-16

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-02-02 BLW Grant (A) — $0 EDGAR
2018-02-02 FRA Mixed — -$9.4K EDGAR
2018-02-02 DSU Mixed — -$9.1K EDGAR
2017-02-02 FRA Grant (A) — $0 EDGAR
2017-02-02 DSU Grant (A) — $0 EDGAR
2013-10-22 FRA Buy (P) +900 $13.0K EDGAR
2012-12-10 BLW Sell (S) −500 -$9.3K EDGAR
2012-09-17 BlackRock Defined Opportunity Credit Trust (BHL) Delisted Buy (P) +1,800 $24.9K EDGAR
2011-10-28 FRA Buy (P) +1,250 $16.9K EDGAR
2011-05-09 BlackRock Defined Opportunity Credit Trust (BHL) Delisted Sell (S) −2,673 -$41.7K EDGAR
Showing 1–10 of 18
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.