Home

Adrian C Marshall

CIK 1463985 · last filed 2018-02-02

Adrian C Marshall is a corporate insider who has filed 18 SEC Form 4 insider transactions across 5 companies since 2009. The most recent filing, for BLW, was dated Feb 2, 2018. Across all open-market trades the lifetime net is +$49.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $30.7K across reported positions. 10 SEC filings were submitted jointly with Leland Hart.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$30.7K

Companies

5

Total Filings

18

Lifetime Open-Market Net

$49.8K

Filer Profile

Reported Address
100 BELLEVUE PARKWAY
WILMINGTON, DE 19809
Related Filers
Leland Hart — 10 joint filings, latest 2009-05-14
James Keenan — 3 joint filings, latest 2009-05-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BLW 0 $12.55 $0 -$1.4K 3 2018-02-02
FRA 2,150 $10.88 $23.4K $29.9K 4 2018-02-02
DSU 781 $9.38 $7.3K $0 2 2018-02-02
BlackRock Defined Opportunity Credit Trust (BHL) Delisted 1,800 — — $15.6K 8 2012-09-17
BLACKROCK DIVIDEND INCOME TRUST (BQY) Delisted 450 — — $5.6K 1 2010-09-16

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-02-02 BLW Grant (A) — $0 EDGAR
2018-02-02 FRA Mixed — -$9.4K EDGAR
2018-02-02 DSU Mixed — -$9.1K EDGAR
2017-02-02 FRA Grant (A) — $0 EDGAR
2017-02-02 DSU Grant (A) — $0 EDGAR
2013-10-22 FRA Buy (P) +900 $13.0K EDGAR
2012-12-10 BLW Sell (S) −500 -$9.3K EDGAR
2012-09-17 BlackRock Defined Opportunity Credit Trust (BHL) Delisted Buy (P) +1,800 $24.9K EDGAR
2011-10-28 FRA Buy (P) +1,250 $16.9K EDGAR
2011-05-09 BlackRock Defined Opportunity Credit Trust (BHL) Delisted Sell (S) −2,673 -$41.7K EDGAR
Showing 1–10 of 18
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.