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James Keenan

CIK 1406689 · Interim CEO · last filed 2024-03-20

James Keenan is an Interim CEO who has filed 108 SEC Form 4 insider transactions across 13 companies since 2008. Across all open-market trades the lifetime net is +$6.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.2M across reported positions. 3 SEC filings were submitted jointly with Leland Hart.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.16M

Companies

13

Total Filings

108

Lifetime Open-Market Net

$6.10M

Filer Profile

Reported Address
100 BELLEVUE PARKWAY
WILMINGTON, DE 19809
Related Filers
Leland Hart — 3 joint filings, latest 2009-05-14
Adrian C Marshall — 3 joint filings, latest 2009-05-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BlackRock Capital Investment Corp (BKCC) Delisted Interim CEO 490,003 $3.68 $1.80M $1.76M 17 2024-02-02
HYT 152,026 $8.24 $1.25M $1.64M 15 2023-02-02
BGT 4,876 $11.03 $53.8K $0 6 2021-02-02
BHK 4,809 $8.94 $43.0K $0 5 2021-02-02
DSU 46,325 $9.38 $434.5K $670.6K 7 2017-07-27
BlackRock Defined Opportunity Credit Trust (BHL) Delisted 102,695 — — $1.22M 20 2015-08-28
FRA 10,320 $10.88 $112.3K $26.8K 2 2012-10-09
BlackRock Diversified Income Strategies Fund, Inc. (DVF) Delisted 14,250 — — $140.7K 2 2012-02-16
BLACKROCK CORPORATE HIGH YIELD FUND III, INC. (CYE) Delisted 91,650 — — $395.5K 10 2011-05-09
BLACKROCK CORPORATE HIGH YIELD FUND V, INC. (HYV) Delisted 18,197 — — $205.9K 9 2011-04-08
BLACKROCK EQUITY DIVIDEND TRUST (BDV) Delisted 1,100 — — $9.9K 1 2010-08-27
BLACKROCK STRATEGIC BOND TRUST (BHD) Delisted 300 — — $3.8K 1 2010-03-24
HIS 10,000 $26.19 $261.9K $20.3K 1 2010-03-09

Recent Filings

108 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-03-20 — Disp (D) −490,003 $0
2024-03-05 — Grant (A) — $0
2024-02-02 BlackRock Capital Investment Corp (BKCC) Delisted Mixed — -$493.9K EDGAR
2024-02-02 — Mixed — -$962.9K
2023-02-02 BlackRock Capital Investment Corp (BKCC) Delisted Mixed — -$482.8K EDGAR
2023-02-02 — Mixed — -$912.0K
2023-02-02 HYT Mixed — -$140.7K EDGAR
2022-02-03 HYT Mixed — -$381.7K EDGAR
2022-02-02 BlackRock Capital Investment Corp (BKCC) Delisted Mixed — -$496.4K EDGAR
2022-02-02 — Mixed — -$671.1K
Showing 1–10 of 108
Page 1 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.