James Keenan
CIK 1406689 · Interim CEO · last filed 2024-03-20
James Keenan is an Interim CEO who has filed 108 SEC Form 4 insider transactions across 13 companies since 2008. Across all open-market trades the lifetime net is +$6.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.91M
13
108
$6.10M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BlackRock Capital Investment Corp (BKCC) Delisted | Interim CEO | 490,003 | $3.68 | $1.80M | $1.76M | 17 | 2024-02-02 |
| HYT | 152,026 | $8.34 | $1.27M | $1.64M | 15 | 2023-02-02 | |
| BGT | 4,876 | $10.79 | $52.6K | $0 | 6 | 2021-02-02 | |
| BHK | 4,809 | $8.83 | $42.5K | $0 | 5 | 2021-02-02 | |
| DSU | 46,325 | $9.45 | $437.8K | $670.6K | 7 | 2017-07-27 | |
| BlackRock Defined Opportunity Credit Trust (BHL) Delisted | 102,695 | — | — | $1.22M | 20 | 2015-08-28 | |
| FRA | 10,320 | $10.74 | $110.8K | $26.8K | 2 | 2012-10-09 | |
| BlackRock Diversified Income Strategies Fund, Inc. (DVF) Delisted | 14,250 | — | — | $140.7K | 2 | 2012-02-16 | |
| BLACKROCK CORPORATE HIGH YIELD FUND III, INC. (CYE) Delisted | 91,650 | — | — | $395.5K | 10 | 2011-05-09 | |
| BLACKROCK CORPORATE HIGH YIELD FUND V, INC. (HYV) Delisted | 18,197 | — | — | $205.9K | 9 | 2011-04-08 | |
| BLACKROCK EQUITY DIVIDEND TRUST (BDV) Delisted | 1,100 | — | — | $9.9K | 1 | 2010-08-27 | |
| BLACKROCK STRATEGIC BOND TRUST (BHD) Delisted | 300 | — | — | $3.8K | 1 | 2010-03-24 | |
| BLACKROCK HIGH INCOME SHARES (HIS) Delisted | 10,000 | — | — | $20.3K | 1 | 2010-03-09 |
Recent Filings
108 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-03-20 | — | Disp (D) | −490,003 | $0 | |
| 2024-03-05 | — | Grant (A) | — | $0 | |
| 2024-02-02 | BlackRock Capital Investment Corp (BKCC) Delisted | Mixed | — | -$493.9K | EDGAR |
| 2024-02-02 | — | Mixed | — | -$962.9K | |
| 2023-02-02 | BlackRock Capital Investment Corp (BKCC) Delisted | Mixed | — | -$482.8K | EDGAR |
| 2023-02-02 | — | Mixed | — | -$912.0K | |
| 2023-02-02 | HYT | Mixed | — | -$140.7K | EDGAR |
| 2022-02-03 | HYT | Mixed | — | -$381.7K | EDGAR |
| 2022-02-02 | BlackRock Capital Investment Corp (BKCC) Delisted | Mixed | — | -$496.4K | EDGAR |
| 2022-02-02 | — | Mixed | — | -$671.1K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.