James Keenan
CIK 1406689 · Interim CEO · last filed 2024-03-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.91M
Companies
13
Total Filings
108
Lifetime Open-Market Net
$6.10M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BlackRock Capital Investment Corp (BKCC) Delisted | Interim CEO | 490,003 | $3.68 | $1.80M | $1.76M | 17 | 2024-02-02 |
| HYT | 152,026 | $8.34 | $1.27M | $1.64M | 15 | 2023-02-02 | |
| BGT | 4,876 | $10.79 | $52.6K | $0 | 6 | 2021-02-02 | |
| BHK | 4,809 | $8.83 | $42.5K | $0 | 5 | 2021-02-02 | |
| DSU | 46,325 | $9.45 | $437.8K | $670.6K | 7 | 2017-07-27 | |
| BlackRock Defined Opportunity Credit Trust (BHL) Delisted | 102,695 | — | — | $1.22M | 20 | 2015-08-28 | |
| FRA | 10,320 | $10.74 | $110.8K | $26.8K | 2 | 2012-10-09 | |
| BlackRock Diversified Income Strategies Fund, Inc. (DVF) Delisted | 14,250 | — | — | $140.7K | 2 | 2012-02-16 | |
| BLACKROCK CORPORATE HIGH YIELD FUND III, INC. (CYE) Delisted | 91,650 | — | — | $395.5K | 10 | 2011-05-09 | |
| BLACKROCK CORPORATE HIGH YIELD FUND V, INC. (HYV) Delisted | 18,197 | — | — | $205.9K | 9 | 2011-04-08 | |
| BLACKROCK EQUITY DIVIDEND TRUST (BDV) Delisted | 1,100 | — | — | $9.9K | 1 | 2010-08-27 | |
| BLACKROCK STRATEGIC BOND TRUST (BHD) Delisted | 300 | — | — | $3.8K | 1 | 2010-03-24 | |
| BLACKROCK HIGH INCOME SHARES (HIS) Delisted | 10,000 | — | — | $20.3K | 1 | 2010-03-09 |
Recent Filings · Page 2 of 11
108 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-02-02 | — | Mixed | — | -$213.6K | |
| 2021-02-02 | HYT | Mixed | — | -$423.4K | EDGAR |
| 2021-02-02 | BlackRock Capital Investment Corp (BKCC) Delisted | Mixed | — | -$311.6K | EDGAR |
| 2021-02-02 | BGT | Mixed | — | -$58.8K | EDGAR |
| 2021-02-02 | BHK | Mixed | — | -$77.4K | EDGAR |
| 2020-11-12 | BlackRock Capital Investment Corp (BKCC) Delisted | Buy (P) | +180,350 | $476.6K | EDGAR |
| 2020-08-11 | BlackRock Capital Investment Corp (BKCC) Delisted | Buy (P) | +25,000 | $71.0K | EDGAR |
| 2020-08-05 | BlackRock Capital Investment Corp (BKCC) Delisted | Buy (P) | +24,076 | $64.3K | EDGAR |
| 2020-03-12 | HYT | Buy (P) | +50,000 | $503.4K | EDGAR |
| 2020-03-10 | BlackRock Capital Investment Corp (BKCC) Delisted | Buy (P) | +110,489 | $457.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.