ESW Capital, LLC
CIK 1477025 · last filed 2020-01-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.31M
Companies
4
Total Filings
65
Lifetime Open-Market Net
-$109.01M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BROADVISION INC (BVSN) Delisted | 10%+ Owner | 1,216,071 | — | — | $4.55M | 25 | 2020-01-15 |
| MARIN SOFTWARE INC (MRIN) Delisted | 10%+ Owner | 157,906 | $0.90 | $141.8K | -$5.97M | 7 | 2018-12-28 |
| UPLD | 10%+ Owner | 265,797 | $4.94 | $1.31M | -$108.61M | 30 | 2018-08-28 |
| FALCONSTOR SOFTWARE INC (FALC) Delisted | 10%+ Owner | 63,994 | — | — | $1.01M | 1 | 2017-08-28 |
Recent Filings · Page 5 of 7
65 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-12-04 | BROADVISION INC (BVSN) Delisted | Buy (P) | +6,056 | $36.3K | EDGAR |
| 2015-11-23 | BROADVISION INC (BVSN) Delisted | Buy (P) | +7,740 | $46.2K | EDGAR |
| 2015-11-12 | BROADVISION INC (BVSN) Delisted | Buy (P) | +6,060 | $36.2K | EDGAR |
| 2015-11-09 | BROADVISION INC (BVSN) Delisted | Buy (P) | +1,462 | $8.8K | EDGAR |
| 2015-10-26 | BROADVISION INC (BVSN) Delisted | Buy (P) | +608 | $3.6K | EDGAR |
| 2015-09-22 | BROADVISION INC (BVSN) Delisted | Buy (P) | +4,964 | $29.8K | EDGAR |
| 2015-09-18 | BROADVISION INC (BVSN) Delisted | Buy (P) | +1,000 | $6.0K | EDGAR |
| 2015-09-14 | BROADVISION INC (BVSN) Delisted | Buy (P) | +3,186 | $19.1K | EDGAR |
| 2015-09-09 | UPLD | Buy (P) | +89,758 | $709.0K | EDGAR |
| 2015-08-27 | UPLD | Buy (P) | +23,604 | $185.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.