Peter J Germain
CIK 1482366 · EVP, CLO & Sec. · last filed 2026-05-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$14.23M
Companies
3
Total Filings
49
Lifetime Open-Market Net
-$3.96M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FHI | EVP, CLO & Sec. | 212,059 | $64.37 | $13.65M | -$3.11M | 25 | 2026-05-26 |
| FEDERATED HERMES, INC. (FII) Delisted | EVP, Chief Legal Officer & GC | 130,925 | — | — | -$294.5K | 3 | 2019-11-19 |
| RWT | EVP, Chief Legal Officer & GC | 121,133 | $4.82 | $583.9K | -$553.2K | 10 | 2019-05-30 |
Recent Filings · Page 4 of 5
49 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-03-04 | FHI | Grant (A) | +15,926 | $0 | EDGAR |
| 2020-11-19 | FHI | Mixed | +15,321 | -$34.6K | EDGAR |
| 2020-05-26 | FHI | Sell (S) | −350 | -$8.2K | EDGAR |
| 2020-05-12 | FHI | Grant (A) | +14,640 | $0 | EDGAR |
| 2020-03-09 | FHI | Mixed | +11,947 | -$66.0K | EDGAR |
| 2020-02-06 | FHI | Sell (S) | −7,025 | -$263.4K | EDGAR |
| 2019-11-19 | FEDERATED HERMES, INC. (FII) Delisted | Grant (A) | +18,500 | $55.5K | EDGAR |
| 2019-11-12 | FEDERATED HERMES, INC. (FII) Delisted | Sell (S) | −7,000 | -$238.3K | EDGAR |
| 2019-11-05 | FEDERATED HERMES, INC. (FII) Delisted | Sell (S) | −1,708 | -$56.3K | EDGAR |
| 2019-05-30 | RWT | Sell (S) | −258 | -$8.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.