Andrew Shpiz
CIK 1483607 · last filed 2013-11-04
Andrew Shpiz is a corporate insider who has filed 31 SEC Form 4 insider transactions across 5 companies since 2010. The most recent filing shows the insider bought $3.6M of EPAX on Nov 4, 2013. Across all open-market trades the lifetime net is −$56.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $76.6M across reported positions. 98 SEC filings were submitted jointly with Bandera Partners LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
SGU price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
50 BROAD STREET, SUITE 1820
NEW YORK, NY 10004
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMBASSADORS GROUP INC (EPAX) Delisted | 10%+ Owner | 3,021,538 | — | — | $11.12M | 9 | 2013-11-04 |
| MAKEMUSIC, INC. (MMUS) Delisted | 10%+ Owner | 1,000 | — | — | -$9.69M | 3 | 2013-03-15 |
| TLF | 10%+ Owner | 2,883,533 | $2.39 | $6.89M | $5.51M | 14 | 2012-11-20 |
| LUBYS INC (LUB) Delisted | 10%+ Owner | 2,970,455 | $1.78 | $5.29M | $886.0K | 1 | 2012-02-21 |
| SGU | 10%+ Owner | 5,323,509 | $13.09 | $69.68M | -$64.29M | 4 | 2011-12-09 |
Recent Filings
31 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-11-04 | AMBASSADORS GROUP INC (EPAX) Delisted | Buy (P) | +995,536 | $3.63M | EDGAR |
| 2013-03-15 | MAKEMUSIC, INC. (MMUS) Delisted | Sell (S) | −2,056,528 | -$9.89M | EDGAR |
| 2012-11-20 | TLF | Mixed | +139,304 | $730.8K | EDGAR |
| 2012-08-03 | TLF | Buy (P) | +9,840 | $49.9K | EDGAR |
| 2012-07-24 | AMBASSADORS GROUP INC (EPAX) Delisted | Buy (P) | +310,480 | $1.55M | EDGAR |
| 2012-07-19 | AMBASSADORS GROUP INC (EPAX) Delisted | Buy (P) | +257,092 | $1.29M | EDGAR |
| 2012-06-18 | AMBASSADORS GROUP INC (EPAX) Delisted | Buy (P) | +220,092 | $1.10M | EDGAR |
| 2012-06-13 | AMBASSADORS GROUP INC (EPAX) Delisted | Buy (P) | +203,460 | $1.01M | EDGAR |
| 2012-06-07 | TLF | Mixed | +34,836 | $173.9K | EDGAR |
| 2012-06-04 | AMBASSADORS GROUP INC (EPAX) Delisted | Buy (P) | +243,868 | $1.20M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.