Ray A. Rothrock
CIK 1500899 · last filed 2026-06-23
Ray A. Rothrock is a corporate insider who has filed 23 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing, for LEU, was dated Jun 23, 2026. Across all open-market trades the lifetime net is −$6.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.2M across reported positions. 4 SEC filings were submitted jointly with Joel D Kellman.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ROKU price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
PALO ALTO, CA 94304
Holdings By Company
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-23 | LEU | Grant (A) | +757 | $0 | EDGAR |
| 2026-06-12 | ROKU | Mixed | +1,847 | $0 | EDGAR |
| 2025-06-24 | LEU | Mixed | −891 | $0 | EDGAR |
| 2025-06-13 | ROKU | Grant (A) | — | $0 | EDGAR |
| 2025-06-09 | ROKU | Exer (M) | +2,029 | $0 | EDGAR |
| 2024-06-24 | LEU | Grant (A) | +3,049 | $0 | EDGAR |
| 2024-06-10 | ROKU | Mixed | +2,164 | $0 | EDGAR |
| 2024-01-12 | CHKP | Notice (144) | −25,000 | -$3.91M | EDGAR |
| 2023-12-13 | CHKP | Notice (144) | −25,000 | -$3.72M | EDGAR |
| 2023-09-20 | CHKP | Notice (144) | −25,000 | -$3.43M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.