Tracy D Daw
CIK 1501098 · CHIEF LEGAL OFFICER · last filed 2026-03-19
Tracy D Daw is a CHIEF LEGAL OFFICER who has filed 69 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing, for FNKO, was dated Mar 19, 2026. Across all open-market trades the lifetime net is −$3.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $288.2K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$288.2K
2
69
-$3.52M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FNKO | CHIEF LEGAL OFFICER | 47,016 | $6.13 | $288.2K | -$3.29M | 48 | 2026-03-19 |
| REALNETWORKS INC (RNWK) Delisted | Chief Legal Officer/Corp. Sec. | 7,754 | $0.73 | $5.7K | -$232.4K | 10 | 2012-04-11 |
Recent Filings
69 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-19 | FNKO | Mixed | −12,793 | -$46.7K | EDGAR |
| 2026-03-18 | FNKO | Notice (144) | −12,793 | -$49.0K | EDGAR |
| 2026-03-16 | FNKO | Exer (M) | +22,367 | $0 | EDGAR |
| 2026-03-10 | FNKO | Exer (M) | +9,616 | $0 | EDGAR |
| 2025-04-28 | FNKO | Sell (S) | −1,495 | -$6.0K | EDGAR |
| 2025-04-24 | FNKO | Notice (144) | −1,495 | -$6.1K | EDGAR |
| 2025-04-23 | FNKO | Exer (M) | +2,989 | $0 | EDGAR |
| 2025-03-18 | FNKO | Notice (144) | −18,608 | -$133.8K | EDGAR |
| 2025-03-18 | FNKO | Sell (S) | −18,608 | -$132.9K | EDGAR |
| 2025-03-14 | FNKO | Mixed | +28,961 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.