Tracy D Daw
CIK 1501098 · CHIEF LEGAL OFFICER · last filed 2026-03-19
Tracy D Daw is a CHIEF LEGAL OFFICER who has filed 69 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing, for FNKO, was dated Mar 19, 2026. Across all open-market trades the lifetime net is −$3.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $324.2K across reported positions. 11 Form 144 notices of planned sales are also on file; the latest, for FNKO on Mar 18, 2026, lists the filer as an officer.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
FNKO price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 1000
SEATTLE, WA 98121
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FNKO | CHIEF LEGAL OFFICER | 47,016 | $6.89 | $324.2K | -$3.29M | 48 | 2026-03-19 |
| REALNETWORKS INC (RNWK) Delisted | Chief Legal Officer/Corp. Sec. | 7,754 | $0.73 | $5.7K | -$232.4K | 10 | 2012-04-11 |
Recent Filings
69 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-19 | FNKO | Mixed | −12,793 | -$46.7K | EDGAR |
| 2026-03-18 | FNKO | Notice (144) Officer · Planned Mar 18, 2026 · 10b5-1 plan Sold: Form 4 filed Mar 19, 2026 |
−12,793 | -$49.0K | EDGAR |
| 2026-03-16 | FNKO | Exer (M) | +22,367 | $0 | EDGAR |
| 2026-03-10 | FNKO | Exer (M) | +9,616 | $0 | EDGAR |
| 2025-04-28 | FNKO | Sell (S) | −1,495 | -$6.0K | EDGAR |
| 2025-04-24 | FNKO | Notice (144) Officer · Planned Apr 24, 2025 · 10b5-1 plan Sold: Form 4 filed Apr 28, 2025 |
−1,495 | -$6.1K | EDGAR |
| 2025-04-23 | FNKO | Exer (M) | +2,989 | $0 | EDGAR |
| 2025-03-18 | FNKO | Notice (144) Officer · Planned Mar 18, 2025 · 10b5-1 plan Sold: Form 4 filed Mar 18, 2025 |
−18,608 | -$133.8K | EDGAR |
| 2025-03-18 | FNKO | Sell (S) | −18,608 | -$132.9K | EDGAR |
| 2025-03-14 | FNKO | Mixed | +28,961 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).