Tracy D Daw
CIK 1501098 · CHIEF LEGAL OFFICER · last filed 2026-03-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
FNKO price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 1000
SEATTLE, WA 98121
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FNKO | CHIEF LEGAL OFFICER | 47,016 | $6.89 | $324.2K | -$3.29M | 48 | 2026-03-19 |
| REALNETWORKS INC (RNWK) Delisted | Chief Legal Officer/Corp. Sec. | 7,754 | $0.73 | $5.7K | -$232.4K | 10 | 2012-04-11 |
Recent Filings · Page 2 of 7
69 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-03-10 | FNKO | Exer (M) | +9,617 | $0 | EDGAR |
| 2024-12-20 | FNKO | Notice (144) Officer · Planned Dec 20, 2024 · 10b5-1 plan Sold: Form 4 filed Dec 20, 2024 |
−14,650 | -$170.5K | EDGAR |
| 2024-12-20 | FNKO | Mixed | — | -$125.2K | EDGAR |
| 2024-09-17 | FNKO | Sell (S) | −10,000 | -$120.0K | EDGAR |
| 2024-09-13 | FNKO | Notice (144) Officer · Planned Sep 13, 2024 · 10b5-1 plan Sold: Form 4 filed Sep 17, 2024 |
−10,000 | -$112.9K | EDGAR |
| 2024-07-03 | FNKO | Sell (S) | −20,000 | -$186.5K | EDGAR |
| 2024-07-01 | FNKO | Notice (144) Officer · Planned Jul 1, 2024 · 10b5-1 plan Sold: Form 4 filed Jul 3, 2024 |
−20,000 | -$195.2K | EDGAR |
| 2024-06-14 | FNKO | Sell (S) | −26,063 | -$263.6K | EDGAR |
| 2024-06-12 | FNKO | Notice (144) Officer · Planned Jun 12, 2024 · 10b5-1 plan Sold: Form 4 filed Jun 14, 2024 |
−26,063 | -$253.3K | EDGAR |
| 2024-05-01 | FNKO | Mixed | +766 | -$22.8K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).