Kimberly A Capps
CIK 1504658 · EVP-CHIEF RETAIL OFFICER · last filed 2026-02-26
Kimberly A Capps is an EVP-CHIEF RETAIL OFFICER who has filed 16 SEC Form 4 insider transactions across 1 company since 2011. The most recent filing, for SMBC, was dated Feb 26, 2026. Across all open-market trades the lifetime net is +$174.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $5.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$5.12M
1
16
$174.5K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SMBC | EVP-CHIEF RETAIL OFFICER | 70,726 | $72.34 | $5.12M | $174.5K | 16 | 2026-02-26 |
Recent Filings
16 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-02-26 | SMBC | Grant (A) | +875 | $0 | EDGAR |
| 2025-02-20 | SMBC | Grant (A) | +500 | $0 | EDGAR |
| 2024-02-12 | SMBC | Grant (A) | +600 | $0 | EDGAR |
| 2023-02-23 | SMBC | Grant (A) | +500 | $0 | EDGAR |
| 2022-02-07 | SMBC | Grant (A) | +400 | $0 | EDGAR |
| 2021-02-12 | SMBC | Grant (A) | +600 | $0 | EDGAR |
| 2020-02-20 | SMBC | Grant (A) | +600 | $0 | EDGAR |
| 2020-01-17 | SMBC | Exer (M) | +5,000 | $31.9K | EDGAR |
| 2019-12-30 | SMBC | Exer (M) | +5,000 | $31.9K | EDGAR |
| 2019-01-08 | SMBC | Grant (A) | +600 | $0 | EDGAR |