Kimberly A Capps
CIK 1504658 · EVP-CHIEF RETAIL OFFICER · last filed 2026-02-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.12M
Companies
1
Total Filings
16
Lifetime Open-Market Net
$174.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SMBC | EVP-CHIEF RETAIL OFFICER | 70,726 | $72.34 | $5.12M | $174.5K | 16 | 2026-02-26 |
Recent Filings · Page 2 of 2
16 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-01-18 | SMBC | Grant (A) | +500 | $0 | EDGAR |
| 2017-05-18 | SMBC | Grant (A) | +1,250 | $0 | EDGAR |
| 2013-12-31 | SMBC | Exer (M) | +3,000 | $45.7K | EDGAR |
| 2013-08-21 | SMBC | Buy (P) | +340 | $9.5K | EDGAR |
| 2012-07-03 | SMBC | Grant (A) | +4,000 | $86.0K | EDGAR |
| 2011-11-21 | SMBC | Buy (P) | +8,684 | $165.0K | EDGAR |
Showing 11–16 of 16
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Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.