B. Riley Securities, Inc.
CIK 1505748 · last filed 2024-08-22
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$264.16M
Companies
11
Total Filings
33
Lifetime Open-Market Net
$166.03M
Filer Profile
Reported Address
11100 SANTA MONICA BLVDSUITE 800
LOS ANGELES, CA 90025
Phone
(310) 966-1444
State of Incorporation
DE
Formerly Known As
B. Riley FBR, Inc. (2018–2020)
FBR Capital Markets & Co (2010–2014)
Related Filers
B. Riley Financial, Inc. — 185 joint filings, latest 2026-02-13
BRYANT R RILEY — 128 joint filings, latest 2026-02-13
B. RILEY CAPITAL MANAGEMENT, LLC — 75 joint filings, latest 2021-10-20
BRC Partners Management GP, LLC — 75 joint filings, latest 2021-10-20
BRC Partners Opportunity Fund, LP — 75 joint filings, latest 2021-10-20
BRF Investments, LLC — 64 joint filings, latest 2026-02-13
B. RILEY PRINCIPAL INVESTMENTS, LLC — 55 joint filings, latest 2023-12-04
B. Riley Principal Sponsor Co., LLC — 19 joint filings, latest 2021-04-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SYNCHRONOSS TECHNOLOGIES INC (SNCRL) Delisted | 10%+ Owner | 1,089,827 | $25.14 | $27.40M | -$4.97M | 3 | 2024-08-22 |
| TACT | 10%+ Owner | 283,791 | $5.16 | $1.46M | $94.9K | 6 | 2024-01-09 |
| BW | 10%+ Owner | 439,737 | $7.94 | $3.49M | $343.1K | 2 | 2023-06-02 |
| AREN | 10%+ Owner | 1,414,017 | $1.12 | $1.58M | $106.75M | 4 | 2023-04-06 |
| ALTG | 10%+ Owner | 625,658 | $5.88 | $3.68M | $12.70M | 6 | 2022-07-25 |
| Lazydays Holdings, Inc. (LAZY) Delisted | 10%+ Owner | 164,909 | $5.34 | $880.6K | $8.74M | 2 | 2022-06-29 |
| QMCO | 10%+ Owner | 510 | $23.58 | $12.0K | $1.43M | 2 | 2021-10-29 |
| EOSEW | 10%+ Owner | 114,791 | $3.65 | $419.0K | -$40.29M | 2 | 2021-09-03 |
| ALTA EQUIPMENT GROUP INC. (ALTG.WS) Delisted | 10%+ Owner | 5,275,269 | $3.45 | $18.19M | $15.67M | 1 | 2020-04-27 |
| TAX | 10%+ Owner | 4,622,462 | $30.81 | $142.43M | $61.49M | 1 | 2020-04-09 |
| SIC | 10%+ Owner | 2,539,183 | $43.75 | $111.09M | $4.07M | 4 | 2018-12-27 |
Recent Filings · Page 3 of 4
33 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-10-29 | QMCO | — | — | $0 | EDGAR |
| 2021-09-17 | ALTG | Buy (P) | +136,812 | $1.76M | EDGAR |
| 2021-09-10 | ALTG | Buy (P) | +106,266 | $1.36M | EDGAR |
| 2021-09-03 | EOSEW | Sell (S) | −1,361,646 | -$18.65M | EDGAR |
| 2021-08-30 | EOSEW | Sell (S) | −1,588,950 | -$21.64M | EDGAR |
| 2020-07-02 | BW | Exer (M) | +7,154,226 | $16.29M | EDGAR |
| 2020-04-27 | ALTA EQUIPMENT GROUP INC. (ALTG.WS) Delisted | Buy (P) | +1,723,890 | $15.67M | EDGAR |
| 2020-04-09 | TAX | Buy (P) | +3,617,138 | $61.49M | EDGAR |
| 2020-02-28 | QMCO | Buy (P) | +293,500 | $1.43M | EDGAR |
| 2018-12-27 | SIC | Buy (P) | +128,420 | $769.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.