Chang Liu
CIK 1506599 · President & CEO · last filed 2026-04-07
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$7.91M
Companies
6
Total Filings
29
Lifetime Open-Market Net
-$482.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CATY | President & CEO | 127,819 | $60.73 | $7.76M | -$482.3K | 20 | 2026-04-07 |
| BANC OF CALIFORNIA, INC. (BANC.P) Delisted | EVP AND CHIEF LENDING OFFICER | 10,335 | — | — | $0 | 1 | 2013-12-02 |
| BANC OF CALIFORNIA, INC. (BANC.L) Delisted | EVP AND CHIEF LENDING OFFICER | 10,936 | — | — | $0 | 1 | 2013-01-02 |
| BANC OF CALIFORNIA, INC. (BANCL) Delisted | EVP AND CHIEF LENDING OFFICER | 13,634 | — | — | $0 | 3 | 2012-12-03 |
| BANC | EVP AND CHIEF LENDING OFFICER | 8,210 | $18.16 | $149.1K | $0 | 1 | 2012-01-05 |
| BANC OF CALIFORNIA, INC. (FPTB) Delisted | 4,300 | — | — | $0 | 1 | 2010-12-01 |
Recent Filings · Page 3 of 3
29 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-06-12 | CATY | Mixed | +1,758 | -$32.3K | EDGAR |
| 2019-03-13 | CATY | Mixed | +223 | -$4.3K | EDGAR |
| 2013-12-02 | BANC OF CALIFORNIA, INC. (BANC.P) Delisted | Tax (F) | −609 | -$7.7K | EDGAR |
| 2013-01-02 | BANC OF CALIFORNIA, INC. (BANC.L) Delisted | Tax (F) | −639 | -$7.6K | EDGAR |
| 2012-12-03 | BANC OF CALIFORNIA, INC. (BANCL) Delisted | Mixed | +824 | $9.8K | EDGAR |
| 2012-10-04 | BANC OF CALIFORNIA, INC. (BANCL) Delisted | Other (J) | +0 | $1 | EDGAR |
| 2012-09-27 | BANC OF CALIFORNIA, INC. (BANCL) Delisted | Mixed | +4,600 | $57.8K | EDGAR |
| 2012-01-05 | BANC | Grant (A) | +4,512 | $0 | EDGAR |
| 2010-12-01 | BANC OF CALIFORNIA, INC. (FPTB) Delisted | Grant (A) | +4,300 | $0 | EDGAR |
Showing 21–29 of 29
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.