Diego Rotsztain
CIK 1511110 · Chief Governance/Legal Officer · last filed 2026-07-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.33M
Companies
2
Total Filings
70
Lifetime Open-Market Net
-$15.13M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SNEX | Chief Governance/Legal Officer | 34,870 | $66.72 | $2.33M | -$13.28M | 23 | 2026-07-27 |
| GAIN Capital Holdings, Inc. (GCAP) Delisted | General Counsel and Secretary | 137,278 | — | — | -$1.85M | 36 | 2020-05-27 |
Recent Filings · Page 4 of 7
70 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-05-17 | SNEX | Buy (P) | +727 | $49.8K | EDGAR |
| 2021-03-18 | SNEX | Buy (P) | +1,500 | $95.5K | EDGAR |
| 2020-12-16 | SNEX | Buy (P) | +981 | $50.0K | EDGAR |
| 2020-08-04 | — | Mixed | −137,278 | -$823.7K | |
| 2020-05-27 | GAIN Capital Holdings, Inc. (GCAP) Delisted | Mixed | +11,260 | -$34.6K | EDGAR |
| 2020-05-08 | GAIN Capital Holdings, Inc. (GCAP) Delisted | Sell (S) | −3,255 | -$21.0K | EDGAR |
| 2020-03-20 | GAIN Capital Holdings, Inc. (GCAP) Delisted | Sell (S) | −8,368 | -$41.2K | EDGAR |
| 2019-05-31 | GAIN Capital Holdings, Inc. (GCAP) Delisted | Sell (S) | −4,790 | -$19.0K | EDGAR |
| 2019-05-09 | GAIN Capital Holdings, Inc. (GCAP) Delisted | Sell (S) | −3,320 | -$16.4K | EDGAR |
| 2019-03-20 | GAIN Capital Holdings, Inc. (GCAP) Delisted | Sell (S) | −3,663 | -$24.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.