Alan S. Henricks

CIK 1513957 · last filed 2025-12-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.58M

Companies

5

Total Filings

73

Lifetime Open-Market Net

-$29.92M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WKHS Director 1,894 $2.99 $5.7K -$12.3K 2 2025-12-15
MODEL N, INC. (MODN) Delisted Director 0 $30.00 $0 -$1.66M 16 2024-06-27
ROKU Director 5,287 $143.66 $759.5K -$25.02M 21 2021-05-24
ATEN Director 88,640 $31.76 $2.82M -$229.7K 9 2019-12-06
ELLIE MAE INC (ELLI) Delisted Director 1,700 -$3.00M 25 2015-06-16

Recent Filings · Page 4 of 8

73 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-02-21 MODEL N, INC. (MODN) Delisted Sell (S) −12,914 -$220.6K EDGAR
2019-02-15 MODEL N, INC. (MODN) Delisted Grant (A) +13,534 $0 EDGAR
2018-11-09 ATEN Grant (A) +23,112 $0 EDGAR
2018-08-14 ROKU Sell (S) −26,000 -$1.51M EDGAR
2018-05-29 ROKU Mixed −10,000 -$362.7K EDGAR
2018-05-21 ROKU Mixed +43,333 -$236.4K EDGAR
2018-02-21 MODEL N, INC. (MODN) Delisted Grant (A) +9,389 $0 EDGAR
2017-11-14 MODEL N, INC. (MODN) Delisted Sell (S) −13,475 -$195.4K EDGAR
2017-11-01 ATEN Sell (S) −22,590 -$165.7K EDGAR
2017-08-15 ATEN Sell (S) −10,000 -$64.0K EDGAR
Showing 3140 of 73
Page 4 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.