Alan S. Henricks

CIK 1513957 · last filed 2025-12-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.58M

Companies

5

Total Filings

73

Lifetime Open-Market Net

-$29.92M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WKHS Director 1,894 $2.99 $5.7K -$12.3K 2 2025-12-15
MODEL N, INC. (MODN) Delisted Director 0 $30.00 $0 -$1.66M 16 2024-06-27
ROKU Director 5,287 $143.66 $759.5K -$25.02M 21 2021-05-24
ATEN Director 88,640 $31.76 $2.82M -$229.7K 9 2019-12-06
ELLIE MAE INC (ELLI) Delisted Director 1,700 -$3.00M 25 2015-06-16

Recent Filings · Page 5 of 8

73 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-06-02 ATEN Grant (A) +18,359 $0 EDGAR
2017-02-17 MODEL N, INC. (MODN) Delisted Grant (A) +16,553 $0 EDGAR
2016-06-03 ATEN Grant (A) +22,590 $0 EDGAR
2016-02-22 MODEL N, INC. (MODN) Delisted Grant (A) +13,346 $0 EDGAR
2015-06-16 ELLIE MAE INC (ELLI) Delisted Mixed -$39.2K EDGAR
2015-06-12 ATEN Grant (A) +23,622 $0 EDGAR
2015-05-19 ELLIE MAE INC (ELLI) Delisted Mixed −5,000 -$571.5K EDGAR
2015-05-11 MODEL N, INC. (MODN) Delisted Grant (A) +14,965 $0 EDGAR
2015-05-08 ELLIE MAE INC (ELLI) Delisted Mixed −1,000 -$138.9K EDGAR
2015-02-23 ELLIE MAE INC (ELLI) Delisted Mixed −5,000 -$608.5K EDGAR
Showing 4150 of 73
Page 5 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.