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Alan Waxman

CIK 1515132 · Vice President · last filed 2026-09-03

Alan Waxman is a Vice President who has filed 23 SEC Form 4 insider transactions across 3 companies since 2014. Across all open-market trades the lifetime net is −$189.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $161.0M across reported positions. 5 SEC filings were submitted jointly with Sixth Street Partners Management Company, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$160.97M

Companies

3

Total Filings

23

Lifetime Open-Market Net

-$189.82M

Filer Profile

Reported Address
C/O SIXTH STREET PARTNERS, LLC
345 CALIFORNIA STREET, SUITE 2600
SAN FRANCISCO, CA 94104
Related Filers
Sixth Street Partners Management Company, L.P. — 5 joint filings, latest 2024-09-09
Enstar Group LTD — 1 joint filings, latest 2024-08-05
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TSLX Vice President 2,714,266 $18.14 $49.24M $10.18M 6 2026-03-11
CAI 3,493,789 $31.98 $111.73M $0 1 2025-06-23
AvePoint, Inc. (AVPTW) Delisted 1,885,806 $5.15 $9.71M -$200.00M 1 2023-09-18

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-09-03 — Buy (P) +1,661,507 $47.82M
2026-06-25 — Buy (P) +808,131 $23.28M
2026-03-11 TSLX Buy (P) +245,000 $4.47M EDGAR
2026-03-09 TSLX Buy (P) +300,000 $5.53M EDGAR
2025-06-23 CAI Mixed +48,770,798 $0 EDGAR
2024-12-19 — Buy (P) +3,097,085 $90.96M
2023-09-18 AvePoint, Inc. (AVPTW) Delisted Sell (S) −33,333,200 -$200.00M EDGAR
2018-03-05 TSLX Buy (P) +1,119 $20.5K EDGAR
2016-11-23 TSLX Buy (P) +229 $4.2K EDGAR
2014-10-17 TSLX Buy (P) +14 $234 EDGAR
Showing 1–10 of 23
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.