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Alan Waxman

CIK 1515132 · Vice President · last filed 2026-06-25

Alan Waxman is a Vice President who has filed 22 SEC Form 4 insider transactions across 3 companies since 2014. Across all open-market trades the lifetime net is −$189.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $131.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$131.77M

Companies

3

Total Filings

22

Lifetime Open-Market Net

-$189.82M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TSLX Vice President 2,714,266 $18.76 $50.92M $10.18M 6 2026-03-11
CAI 3,493,789 $23.14 $80.85M $0 1 2025-06-23
AvePoint, Inc. (AVPTW) Delisted 1,885,806 $5.15 $9.71M -$200.00M 1 2023-09-18

Recent Filings

22 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-25 — Buy (P) +808,131 $23.28M
2026-03-11 TSLX Buy (P) +245,000 $4.47M EDGAR
2026-03-09 TSLX Buy (P) +300,000 $5.53M EDGAR
2025-06-23 CAI Mixed +48,770,798 $0 EDGAR
2024-12-19 — Buy (P) +3,097,085 $90.96M
2023-09-18 AvePoint, Inc. (AVPTW) Delisted Sell (S) −33,333,200 -$200.00M EDGAR
2018-03-05 TSLX Buy (P) +1,119 $20.5K EDGAR
2016-11-23 TSLX Buy (P) +229 $4.2K EDGAR
2014-10-17 TSLX Buy (P) +14 $234 EDGAR
2014-03-27 TSLX Buy (P) +9,685 $155.0K EDGAR
Showing 1–10 of 22
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.