Alan Waxman
CIK 1515132 · Vice President · last filed 2026-06-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$131.77M
Companies
3
Total Filings
22
Lifetime Open-Market Net
-$189.82M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 2 of 3
22 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-01-03 | — | Buy (P) | +14,071 | $216.0K | |
| 2013-09-17 | — | Buy (P) | +81 | $83.1K | |
| 2013-02-08 | — | Buy (P) | +845 | $863.5K | |
| 2012-12-12 | — | Buy (P) | +6,905 | $6.96M | |
| 2012-09-14 | — | Buy (P) | +3,856 | $3.90M | |
| 2012-06-20 | — | Buy (P) | +2,184 | $2.20M | |
| 2012-03-20 | — | Buy (P) | +4,867 | $4.79M | |
| 2012-02-10 | — | Buy (P) | +2,271 | $2.24M | |
| 2012-02-03 | — | Buy (P) | +3,741 | $3.69M | |
| 2011-12-20 | — | Buy (P) | +573 | $562.4K |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.