Alan Waxman

CIK 1515132 · Vice President · last filed 2026-03-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$108.65M

Companies

3

Total Filings

21

Lifetime Open-Market Net

-$189.82M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TSLX Vice President 2,714,266 $16.90 $45.87M $10.18M 6 2026-03-11
CAI 3,493,789 $17.97 $62.78M $0 1 2025-06-23
AvePoint, Inc. (AVPTW) Delisted 1,885,806 $5.15 $9.71M -$200.00M 1 2023-09-18

Recent Filings · Page 2 of 3

21 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-09-17 Buy (P) +81 $83.1K
2013-02-08 Buy (P) +845 $863.5K
2012-12-12 Buy (P) +6,905 $6.96M
2012-09-14 Buy (P) +3,856 $3.90M
2012-06-20 Buy (P) +2,184 $2.20M
2012-03-20 Buy (P) +4,867 $4.79M
2012-02-10 Buy (P) +2,271 $2.24M
2012-02-03 Buy (P) +3,741 $3.69M
2011-12-20 Buy (P) +573 $562.4K
2011-08-03 Buy (P) +4,534 $4.36M
Showing 1120 of 21
Page 2 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.