Alan Waxman

CIK 1515132 · Vice President · last filed 2026-03-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$108.65M

Companies

3

Total Filings

21

Lifetime Open-Market Net

-$189.82M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
TSLX	Vice President	2,714,266	$16.90	$45.87M	$10.18M	6	2026-03-11
CAI		3,493,789	$17.97	$62.78M	$0	1	2025-06-23
AvePoint, Inc. (AVPTW) Delisted		1,885,806	$5.15	$9.71M	-$200.00M	1	2023-09-18

Recent Filings · Page 3 of 3

21 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2011-06-21	—	Buy (P)	+2,868	$2.87M

Showing 21–21 of 21

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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.