NATHANIEL H. AUGUST

CIK 1535393 · last filed 2023-12-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$76.19M

Companies

9

Total Filings

36

Lifetime Open-Market Net

$10.47M

Filer Profile

Reported Address
10 EAST 53RD STREET, 31ST FLOOR
NEW YORK, NY 10022
Related Filers
MANGROVE PARTNERS IM, LLC — 107 joint filings, latest 2023-12-20
Mangrove Partners Master Fund, Ltd. — 100 joint filings, latest 2021-01-07
Mangrove Partners Fund, L.P. — 80 joint filings, latest 2020-01-03
MANGROVE CAPITAL — 78 joint filings, latest 2017-07-11
Mangrove Partners Fund (Cayman), Ltd. — 76 joint filings, latest 2020-01-03
Calamos Asset Management, Inc. /DE/ — 9 joint filings, latest 2017-02-08
Green Plains Inc. — 8 joint filings, latest 2020-04-02
Fifth Street Asset Management Inc. — 7 joint filings, latest 2016-08-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Pearl Holdings Acquisition Corp (PRLHW) Delisted 10%+ Owner 249,158 $0.02 $5.0K -$18.0K 1 2023-12-20
Stonemor Inc. (STON) Delisted 10%+ Owner 9,499,257 $3.53 $33.53M -$644.5K 1 2020-04-02
Green Plains Inc. (GPRED) Delisted 10%+ Owner 3,513,739 — — -$18.19M 3 2020-02-27
Ranger Oil Corp (PVAC) Delisted 10%+ Owner 1,729,382 $30.66 $53.02M $23.18M 3 2019-01-03
SXC 10%+ Owner 6,711,928 $9.57 $64.23M -$3.32M 9 2017-07-05
Calamos Asset Management, Inc. /DE/ (CLMS) Delisted 10%+ Owner 2,767,490 — — $6.73M 2 2017-02-08
SBH Director 695,886 $17.18 $11.96M -$2.79M 3 2016-08-31
ASTA FUNDING INC (ASFI) Delisted 10%+ Owner 1,774,827 — — $2.65M 10 2016-02-16
Fifth Street Asset Management Inc. (FSAM) Delisted 10%+ Owner 696,738 — — $2.88M 1 2016-01-20

Recent Filings · Page 3 of 4

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-06-20 SBH Grant (A) — $0 EDGAR
2016-02-16 ASTA FUNDING INC (ASFI) Delisted Buy (P) +10,800 $80.0K EDGAR
2016-02-10 ASTA FUNDING INC (ASFI) Delisted Buy (P) +33,342 $239.9K EDGAR
2016-02-03 ASTA FUNDING INC (ASFI) Delisted Buy (P) +72,600 $530.6K EDGAR
2016-01-25 SXC Buy (P) +14,400 $33.1K EDGAR
2016-01-21 SXC Buy (P) +1,473,378 $3.13M EDGAR
2016-01-20 Fifth Street Asset Management Inc. (FSAM) Delisted Buy (P) +1,179,186 $2.88M EDGAR
2016-01-19 SXC Buy (P) +1,459,554 $3.42M EDGAR
2016-01-15 ASTA FUNDING INC (ASFI) Delisted Buy (P) +10,800 $86.4K EDGAR
2016-01-04 ASTA FUNDING INC (ASFI) Delisted Buy (P) +78,858 $628.2K EDGAR
Showing 21–30 of 36
Page 3 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.