Robert T. Ladd
CIK 1561515 · CEO and President · last filed 2026-06-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.66M
Companies
3
Total Filings
38
Lifetime Open-Market Net
$4.62M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SCM | President and CEO | 667,935 | $8.47 | $5.66M | $3.78M | 19 | 2026-03-17 |
| Stellus Capital Investment Corp (SCQ.CL) Delisted | President and CEO | 235,707 | — | — | $186.6K | 1 | 2017-09-12 |
| Stellus Capital Investment Corp (SCQ) Delisted | President and CEO | 217,152 | — | — | $654.0K | 8 | 2017-06-22 |
Recent Filings · Page 3 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-11-14 | SCM | Buy (P) | +6,500 | $83.7K | EDGAR |
| 2018-06-01 | SCM | Buy (P) | +15,000 | $191.2K | EDGAR |
| 2018-03-19 | SCM | Buy (P) | +10,000 | $116.8K | EDGAR |
| 2018-03-12 | SCM | Buy (P) | +40,000 | $467.1K | EDGAR |
| 2017-11-16 | SCM | Buy (P) | +78,093 | $968.7K | EDGAR |
| 2017-09-12 | Stellus Capital Investment Corp (SCQ.CL) Delisted | Buy (P) | +14,000 | $186.6K | EDGAR |
| 2017-06-22 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +7,400 | $97.8K | EDGAR |
| 2017-06-13 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +14,000 | $187.9K | EDGAR |
| 2017-05-12 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +6,000 | $81.1K | EDGAR |
| 2016-11-10 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +3,000 | $33.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.