Robert T. Ladd
CIK 1561515 · CEO and President · last filed 2026-06-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.66M
Companies
3
Total Filings
38
Lifetime Open-Market Net
$4.62M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SCM | President and CEO | 667,935 | $8.47 | $5.66M | $3.78M | 19 | 2026-03-17 |
| Stellus Capital Investment Corp (SCQ.CL) Delisted | President and CEO | 235,707 | — | — | $186.6K | 1 | 2017-09-12 |
| Stellus Capital Investment Corp (SCQ) Delisted | President and CEO | 217,152 | — | — | $654.0K | 8 | 2017-06-22 |
Recent Filings · Page 4 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-12-15 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +12,451 | $124.0K | EDGAR |
| 2015-11-20 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +3,010 | $30.5K | EDGAR |
| 2015-08-14 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +7,955 | $80.6K | EDGAR |
| 2014-09-17 | Stellus Capital Investment Corp (SCQ) Delisted | Buy (P) | +1,375 | $18.9K | EDGAR |
| 2014-03-21 | SCM | Buy (P) | +5,000 | $72.1K | EDGAR |
| 2014-03-18 | SCM | Buy (P) | +5,000 | $72.4K | EDGAR |
| 2014-03-18 | SCM | Buy (P) | +5,000 | $73.4K | EDGAR |
| 2014-03-13 | SCM | Buy (P) | +5,000 | $72.5K | EDGAR |
Showing 31–38 of 38
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Page 4 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.