HARVEY M SCHWARTZ

CIK 1566418 · Chief Executive Officer · last filed 2026-08-28

HARVEY M SCHWARTZ is a Chief Executive Officer who has filed 50 SEC Form 4 insider transactions across 3 companies since 2014. The most recent filing, for CG, was dated Aug 28, 2026. Across all open-market trades the lifetime net is −$54.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $546.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$546.02M

Companies

3

Total Filings

50

Lifetime Open-Market Net

-$54.07M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CG	Chief Executive Officer	5,273,362	$46.54	$245.42M	-$12.33M	25	2026-08-28
SOFI	Director	361,289	$17.05	$6.16M	$909.1K	11	2024-08-14
GS	President and Co-COO	293,690	$1002.56	$294.44M	-$42.65M	13	2017-12-29

Recent Filings

50 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-08-28	CG	Grant (A)	+19,240	$0	EDGAR
2026-05-29	CG	Grant (A)	+20,743	$0	EDGAR
2026-02-20	CG	Grant (A)	+17,457	$0	EDGAR
2026-02-17	CG	Tax (F)	−134,812	-$7.35M	EDGAR
2026-02-03	CG	Tax (F)	−578,862	-$34.03M	EDGAR
2025-12-17	CG	Tax (F)	−310,696	-$18.13M	EDGAR
2025-11-21	CG	Grant (A)	+28,519	$0	EDGAR
2025-08-29	CG	Grant (A)	+22,884	$0	EDGAR
2025-05-29	CG	Grant (A)	+31,709	$0	EDGAR
2025-02-28	CG	Grant (A)	+29,151	$0	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.