HARVEY M SCHWARTZ

CIK 1566418 · Chief Executive Officer · last filed 2026-08-28

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$546.02M

Companies

3

Total Filings

50

Lifetime Open-Market Net

-$54.07M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CG Chief Executive Officer 5,273,362 $46.54 $245.42M -$12.33M 25 2026-08-28
SOFI Director 361,289 $17.05 $6.16M $909.1K 11 2024-08-14
GS President and Co-COO 293,690 $1002.56 $294.44M -$42.65M 13 2017-12-29

Recent Filings · Page 2 of 5

50 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-02-14 CG Tax (F) −134,812 -$6.88M EDGAR
2025-02-04 CG Tax (F) −563,583 -$31.65M EDGAR
2024-12-17 CG Tax (F) −302,515 -$15.92M EDGAR
2024-11-26 CG Grant (A) +36,555 $0 EDGAR
2024-08-28 CG Grant (A) +49,508 $0 EDGAR
2024-08-14 SOFI $0 EDGAR
2024-05-23 SOFI Exer (M) +26,249 $0 EDGAR
2024-05-23 CG Grant (A) +44,052 $0 EDGAR
2024-05-03 CG Tax (F) −550,704 -$24.67M EDGAR
2024-03-05 CG Grant (A) +50,131 $0 EDGAR
Showing 1120 of 50
Page 2 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.