James L Herman
CIK 1572342 · VP and Chief Compliance Office · last filed 2026-03-20
James L Herman is a VP and Chief Compliance Office who has filed 18 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing, for CPIX, was dated Mar 20, 2026. Current disclosed insider exposure totals $214.2K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$214.2K
1
18
$0
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CPIX | VP and Chief Compliance Office | 38,255 | $5.60 | $214.2K | $0 | 18 | 2026-03-20 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-20 | CPIX | Grant (A) | — | $0 | EDGAR |
| 2025-03-18 | CPIX | Grant (A) | — | $0 | EDGAR |
| 2024-03-26 | CPIX | Mixed | −1,186 | -$2.1K | EDGAR |
| 2023-03-27 | CPIX | Grant (A) | — | $0 | EDGAR |
| 2023-03-21 | CPIX | Tax (F) | −1,280 | -$2.5K | EDGAR |
| 2022-04-29 | CPIX | Mixed | −1,280 | -$3.5K | EDGAR |
| 2021-06-11 | CPIX | Mixed | −2,560 | -$8.2K | EDGAR |
| 2020-04-17 | CPIX | Mixed | +2,827 | $10.1K | EDGAR |
| 2019-11-29 | CPIX | Tax (F) | −2,149 | -$10.6K | EDGAR |
| 2019-03-22 | CPIX | Mixed | +934 | $6.3K | EDGAR |