James L Herman
CIK 1572342 · VP and Chief Compliance Office · last filed 2026-03-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$214.2K
Companies
1
Total Filings
18
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CPIX | VP and Chief Compliance Office | 38,255 | $5.60 | $214.2K | $0 | 18 | 2026-03-20 |
Recent Filings · Page 2 of 2
18 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-03-23 | CPIX | Mixed | +1 | $7 | EDGAR |
| 2017-04-07 | CPIX | Mixed | +4,204 | $27.1K | EDGAR |
| 2016-05-27 | CPIX | Tax (F) | −3,840 | -$17.3K | EDGAR |
| 2016-04-08 | CPIX | Mixed | +1,117 | $4.8K | EDGAR |
| 2015-12-04 | CPIX | Grant (A) | +5,775 | $32.2K | EDGAR |
| 2015-03-27 | CPIX | Mixed | +3,183 | $21.8K | EDGAR |
| 2014-03-21 | CPIX | Grant (A) | +7,750 | $35.5K | EDGAR |
| 2013-03-27 | CPIX | Grant (A) | +5,500 | $26.3K | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.