James L Herman

CIK 1572342 · VP and Chief Compliance Office · last filed 2026-03-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$214.2K

Companies

1

Total Filings

18

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CPIX VP and Chief Compliance Office 38,255 $5.60 $214.2K $0 18 2026-03-20

Recent Filings · Page 2 of 2

18 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-03-23 CPIX Mixed +1 $7 EDGAR
2017-04-07 CPIX Mixed +4,204 $27.1K EDGAR
2016-05-27 CPIX Tax (F) −3,840 -$17.3K EDGAR
2016-04-08 CPIX Mixed +1,117 $4.8K EDGAR
2015-12-04 CPIX Grant (A) +5,775 $32.2K EDGAR
2015-03-27 CPIX Mixed +3,183 $21.8K EDGAR
2014-03-21 CPIX Grant (A) +7,750 $35.5K EDGAR
2013-03-27 CPIX Grant (A) +5,500 $26.3K EDGAR
Showing 1118 of 18
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.