Home

Michael E Finn

CIK 1596368 · SEVP/Chief Risk Officer · last filed 2025-08-26

Michael E Finn is a SEVP/Chief Risk Officer who has filed 38 SEC Form 4 insider transactions across 3 companies since 2014. The most recent filing, for EFSCP, was dated Aug 26, 2025. Across all open-market trades the lifetime net is −$72.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $69.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$69.8K

Companies

3

Total Filings

38

Lifetime Open-Market Net

-$72.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EFSCP Director 3,509 $19.89 $69.8K $159.9K 5 2025-08-26
STERLING BANCORP (STL) Delisted SEVP/Chief Risk Officer 119,122 $26.29 $3.13M -$303.7K 25 2021-12-20
HUDSON VALLEY HOLDING CORP (HVB) Delisted 0 — — $71.3K 7 2015-07-02

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-08-26 EFSCP Grant (A) +2,148 $0 EDGAR
2025-08-06 EFSCP Buy (P) +1,500 $81.2K EDGAR
2025-06-09 EFSCP Buy (P) +1,500 $78.7K EDGAR
2024-12-13 EFSCP Grant (A) +103 $0 EDGAR
2024-11-12 EFSCP Grant (A) +1,258 $0 EDGAR
2022-02-02 — Disp (D) −172,946 $0
2021-12-20 STERLING BANCORP (STL) Delisted Mixed +32,799 $804.2K EDGAR
2021-10-05 STERLING BANCORP (STL) Delisted Gift (G) −2,000 $0 EDGAR
2021-04-02 STERLING BANCORP (STL) Delisted Mixed +4,290 $98.8K EDGAR
2021-03-17 STERLING BANCORP (STL) Delisted Gift (G) −1,000 $0 EDGAR
Showing 1–10 of 38
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.