Michael E Finn
CIK 1596368 · SEVP/Chief Risk Officer · last filed 2025-08-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$69.8K
Companies
3
Total Filings
38
Lifetime Open-Market Net
-$72.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EFSCP | Director | 3,509 | $19.89 | $69.8K | $159.9K | 5 | 2025-08-26 |
| STERLING BANCORP (STL) Delisted | SEVP/Chief Risk Officer | 119,122 | $26.29 | $3.13M | -$303.7K | 25 | 2021-12-20 |
| HUDSON VALLEY HOLDING CORP (HVB) Delisted | 0 | — | — | $71.3K | 7 | 2015-07-02 |
Recent Filings · Page 2 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-03-02 | STERLING BANCORP (STL) Delisted | Tax (F) | −981 | -$21.4K | EDGAR |
| 2021-02-09 | STERLING BANCORP (STL) Delisted | Mixed | +5,767 | $118.7K | EDGAR |
| 2020-03-27 | STERLING BANCORP (STL) Delisted | Grant (A) | +6,481 | $62.3K | EDGAR |
| 2020-02-10 | STERLING BANCORP (STL) Delisted | Mixed | +7,573 | $156.2K | EDGAR |
| 2019-11-06 | STERLING BANCORP (STL) Delisted | Gift (G) | −750 | $0 | EDGAR |
| 2019-03-27 | STERLING BANCORP (STL) Delisted | Grant (A) | +11,083 | $0 | EDGAR |
| 2019-02-08 | STERLING BANCORP (STL) Delisted | Grant (A) | +19,542 | $383.6K | EDGAR |
| 2018-07-06 | STERLING BANCORP (STL) Delisted | Tax (F) | −1,563 | -$36.7K | EDGAR |
| 2018-03-01 | STERLING BANCORP (STL) Delisted | Grant (A) | +8,662 | $204.0K | EDGAR |
| 2018-02-22 | STERLING BANCORP (STL) Delisted | Tax (F) | −653 | -$15.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.