BOWEN S DIEHL

CIK 1602998 · President and CEO · last filed 2024-06-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$14.74M

Companies

3

Total Filings

27

Lifetime Open-Market Net

$329.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CAPITAL SOUTHWEST CORP (CSWCZ) Delisted President and CEO 678,424 $25.37 $17.21M $0 2 2024-06-11
CSWC President and CEO 628,615 $23.45 $14.74M $140.6K 17 2023-06-13
CAPITAL SOUTHWEST CORP (CSWCL) Delisted President and CEO 469,930 $189.2K 8 2020-06-11

Recent Filings · Page 2 of 3

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-04-02 CAPITAL SOUTHWEST CORP (CSWCL) Delisted Exer (M) +5,975 $65.7K EDGAR
2018-11-16 CAPITAL SOUTHWEST CORP (CSWCL) Delisted Grant (A) +51,000 $0 EDGAR
2018-08-17 CAPITAL SOUTHWEST CORP (CSWCL) Delisted Exer (M) +50,000 $576.5K EDGAR
2018-07-16 CAPITAL SOUTHWEST CORP (CSWCL) Delisted Exer (M) +14,613 $162.2K EDGAR
2018-06-21 CAPITAL SOUTHWEST CORP (CSWCL) Delisted Exer (M) +14,613 $162.2K EDGAR
2017-11-17 CSWC Grant (A) +46,800 $0 EDGAR
2017-03-10 CSWC Exer (M) +45,271 $515.6K EDGAR
2017-03-09 CSWC Exer (M) +45,271 $515.6K EDGAR
2016-11-17 CSWC Buy (P) +43,125 $0 EDGAR
2015-12-14 CSWC Grant (A) +587 $0 EDGAR
Showing 1120 of 27
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.