Christopher W Haga
CIK 1619039 · last filed 2026-07-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.30M
Companies
2
Total Filings
80
Lifetime Open-Market Net
$143.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CTO | Director | 60,569 | $21.50 | $1.30M | $143.5K | 49 | 2026-07-01 |
| SWK Holdings Corp (SWKH) Delisted | Director | 37,233 | $15.90 | $592.0K | $0 | 9 | 2022-01-12 |
Recent Filings · Page 4 of 8
80 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-10-01 | CTO | Grant (A) | +287 | $15.6K | EDGAR |
| 2021-10-01 | SWK Holdings Corp (SWKH) Delisted | Grant (A) | +2,260 | $0 | EDGAR |
| 2021-08-16 | CTO | Buy (P) | +2,000 | $108.2K | EDGAR |
| 2021-07-07 | CTO | Grant (A) | +287 | $15.6K | EDGAR |
| 2021-06-30 | SWK Holdings Corp (SWKH) Delisted | Grant (A) | +920 | $0 | EDGAR |
| 2021-04-02 | CTO | Grant (A) | +293 | $15.6K | EDGAR |
| 2021-04-01 | SWK Holdings Corp (SWKH) Delisted | Grant (A) | +1,058 | $0 | EDGAR |
| 2021-02-12 | CTO | Grant (A) | +788 | $35.0K | EDGAR |
| 2021-01-06 | CTO | Grant (A) | +390 | $16.0K | EDGAR |
| 2021-01-04 | SWK Holdings Corp (SWKH) Delisted | Grant (A) | +1,067 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.