Christopher W Haga

CIK 1619039 · last filed 2026-04-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.43M

Companies

3

Total Filings

79

Lifetime Open-Market Net

$143.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CTOpA	Director	59,565	$20.88	$1.24M	$91.0K	29	2026-04-02
SWK Holdings Corp (SWKH) Delisted	Director	37,233	$15.90	$592.0K	$0	9	2022-01-12
CTO	Director	8,655	$20.93	$181.1K	$52.5K	19	2021-07-07

Recent Filings · Page 4 of 8

79 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-10-01	SWK Holdings Corp (SWKH) Delisted	Grant (A)	+2,260	$0	EDGAR
2021-08-16	CTOpA	Buy (P)	+2,000	$108.2K	EDGAR
2021-07-07	CTO	Grant (A)	+287	$15.6K	EDGAR
2021-06-30	SWK Holdings Corp (SWKH) Delisted	Grant (A)	+920	$0	EDGAR
2021-04-02	CTO	Grant (A)	+293	$15.6K	EDGAR
2021-04-01	SWK Holdings Corp (SWKH) Delisted	Grant (A)	+1,058	$0	EDGAR
2021-02-12	CTO	Grant (A)	+788	$35.0K	EDGAR
2021-01-06	CTO	Grant (A)	+390	$16.0K	EDGAR
2021-01-04	SWK Holdings Corp (SWKH) Delisted	Grant (A)	+1,067	$0	EDGAR
2020-10-02	CTO	Grant (A)	+360	$15.9K	EDGAR

Showing 31–40 of 79

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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.