Christopher W Haga

CIK 1619039 · last filed 2026-04-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.43M

Companies

3

Total Filings

79

Lifetime Open-Market Net

$143.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CTOpA Director 59,565 $20.88 $1.24M $91.0K 29 2026-04-02
SWK Holdings Corp (SWKH) Delisted Director 37,233 $15.90 $592.0K $0 9 2022-01-12
CTO Director 8,655 $20.93 $181.1K $52.5K 19 2021-07-07

Recent Filings · Page 5 of 8

79 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-10-01 SWK Holdings Corp (SWKH) Delisted Grant (A) +2,750 $0 EDGAR
2020-09-16 CTO Buy (P) +1,200 $52.5K EDGAR
2020-07-02 CTO Grant (A) +312 $13.0K EDGAR
2020-07-01 SWK Holdings Corp (SWKH) Delisted Grant (A) +1,231 $0 EDGAR
2020-04-02 CTO Grant (A) +463 $21.5K EDGAR
2020-03-31 SWK Holdings Corp (SWKH) Delisted Grant (A) +1,299 $0 EDGAR
2020-02-26 CTO Grant (A) +313 $20.0K EDGAR
2020-01-06 Grant (A) +1,229 $0
2020-01-06 CTO Grant (A) +385 $23.5K EDGAR
2019-10-09 Grant (A) +1,931 $0
Showing 4150 of 79
Page 5 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.