Insider transactions

Alta Fundamental Advisers LLC

CIK 1641604 · last filed 2024-07-03

Alta Fundamental Advisers LLC is a corporate insider who has filed 17 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing, for ARQ, was dated Jul 3, 2024. Across all open-market trades the lifetime net is +$18.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.9M across reported positions. The firm reports its address in New York, NY. 22 SEC filings were submitted jointly with Alta Fundamental Advisers SP LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.88M

Companies

2

Total Filings

17

Lifetime Open-Market Net

$18.54M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address
780 THIRD AVENUE
SUITE 2203
NEW YORK, NY 10017
Phone
(212) 319-1778
State of Incorporation
DE
Related Filers
Alta Fundamental Advisers SP LLC — 22 joint filings, latest 2024-07-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARQ Director 2,028,963 $1.91 $3.88M $0 1 2024-07-03
Arq, Inc. (ADES) Delisted Director 2,006,972 $3.36 $6.74M $18.54M 16 2022-07-06

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-07-03 ARQ Grant (A) +25,016 $0 EDGAR
2022-07-06 Arq, Inc. (ADES) Delisted Grant (A) +30,318 $0 EDGAR
2021-07-06 Arq, Inc. (ADES) Delisted Grant (A) +19,848 $0 EDGAR
2020-01-02 Arq, Inc. (ADES) Delisted Buy (P) +252,774 $2.62M EDGAR
2019-11-22 Arq, Inc. (ADES) Delisted Buy (P) +533,686 $5.59M EDGAR
2019-10-29 Arq, Inc. (ADES) Delisted Buy (P) +21,600 $278.1K EDGAR
2019-08-29 Arq, Inc. (ADES) Delisted Buy (P) +50,000 $624.4K EDGAR
2019-08-27 Arq, Inc. (ADES) Delisted Buy (P) +51,494 $640.4K EDGAR
2019-08-23 Arq, Inc. (ADES) Delisted Buy (P) +56,400 $690.6K EDGAR
2019-08-21 Arq, Inc. (ADES) Delisted Buy (P) +112,486 $1.34M EDGAR
Showing 1–10 of 17
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.