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Alta Fundamental Advisers SP LLC

CIK 1666423 · last filed 2023-07-05

Alta Fundamental Advisers SP LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing, for ADES, was dated Jul 5, 2023. Across all open-market trades the lifetime net is +$5.4M, making them a net buyer over the disclosed history. The firm reports its address in New York, NY. 22 SEC filings were submitted jointly with Alta Fundamental Advisers LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

5

Lifetime Open-Market Net

$5.40M

Filer Profile

Reported Address
780 THIRD AVENUE
SUITE 2202
NEW YORK, NY 10017
Phone
(212) 319-1778
State of Incorporation
DE
Related Filers
Alta Fundamental Advisers LLC — 22 joint filings, latest 2024-07-03
Caligan Partners LP — same reported address
Deerfield Healthcare Innovations Fund, L.P. — same reported address
Deerfield Mgmt HIF, L.P. — same reported address
Deerfield Mgmt L.P. — same reported address
Deerfield/RAB Ventures, LLC — same reported address
Pomona G.P. Holdings LLC — same reported address
TFPLP HOLDINGS I LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Arq, Inc. (ADES) Delisted Director 2,016,455 $3.36 $6.78M $5.40M 5 2023-07-05

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-07-05 Arq, Inc. (ADES) Delisted Grant (A) +49,284 $0 EDGAR
2020-07-06 Arq, Inc. (ADES) Delisted Grant (A) +30,484 $0 EDGAR
2019-09-05 Arq, Inc. (ADES) Delisted Buy (P) +100,400 $1.24M EDGAR
2017-01-24 Arq, Inc. (ADES) Delisted Buy (P) +462,542 $4.16M EDGAR
2016-07-06 Arq, Inc. (ADES) Delisted Grant (A) +12,424 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.