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Steven L. Brake

CIK 1646735 · EVP & Chief Financial Officer · last filed 2022-03-10

Steven L. Brake is an EVP & Chief Financial Officer who has filed 15 SEC Form 4 insider transactions across 3 companies since 2015. Current disclosed insider exposure totals $3.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.73M

Companies

3

Total Filings

15

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
C/O DEL TACO RESTAURANTS, INC.
25521 COMMERCENTRE DRIVE
LAKE FOREST, CA 92630
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TACO EVP & Chief Financial Officer 332,848 $10.49 $3.49M $0 4 2021-07-02
TACOW EVP & Chief Financial Officer 300,384 $0.79 $237.3K $0 8 2020-01-07
Del Taco Restaurants, Inc. (TACO.W) Delisted EVP & Chief Financial Officer 241,697 — — $0 2 2015-12-18

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-03-10 — Disp (D) −305,722 -$3.82M
2021-07-02 TACO Mixed −3,047 -$31.9K EDGAR
2021-01-06 TACO Tax (F) −1,028 -$9.2K EDGAR
2020-07-02 TACO Mixed +36,539 -$76.9K EDGAR
2020-01-07 TACOW Tax (F) −1,022 -$8.1K EDGAR
2019-07-16 TACOW Grant (A) +31,250 $395.0K EDGAR
2019-07-02 TACOW Tax (F) −32,804 -$420.5K EDGAR
2019-01-08 TACOW Tax (F) −1,022 -$10.7K EDGAR
2018-07-03 TACOW Mixed +25,292 -$439.0K EDGAR
2018-01-05 TACOW Tax (F) −1,097 -$13.5K EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.