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Steven L. Brake

CIK 1646735 · EVP & Chief Financial Officer · last filed 2022-03-10

Steven L. Brake is an EVP & Chief Financial Officer who has filed 15 SEC Form 4 insider transactions across 3 companies since 2015. Current disclosed insider exposure totals $3.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.72M

Companies

3

Total Filings

15

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TACO EVP & Chief Financial Officer 332,848 $10.48 $3.49M $0 4 2021-07-02
TACOW EVP & Chief Financial Officer 300,384 $0.77 $231.1K $0 8 2020-01-07
Del Taco Restaurants, Inc. (TACO.W) Delisted EVP & Chief Financial Officer 241,697 — — $0 2 2015-12-18

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-03-10 — Disp (D) −305,722 -$3.82M
2021-07-02 TACO Mixed −3,047 -$31.9K EDGAR
2021-01-06 TACO Tax (F) −1,028 -$9.2K EDGAR
2020-07-02 TACO Mixed +36,539 -$76.9K EDGAR
2020-01-07 TACOW Tax (F) −1,022 -$8.1K EDGAR
2019-07-16 TACOW Grant (A) +31,250 $395.0K EDGAR
2019-07-02 TACOW Tax (F) −32,804 -$420.5K EDGAR
2019-01-08 TACOW Tax (F) −1,022 -$10.7K EDGAR
2018-07-03 TACOW Mixed +25,292 -$439.0K EDGAR
2018-01-05 TACOW Tax (F) −1,097 -$13.5K EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.