Steven L. Brake
CIK 1646735 · EVP & Chief Financial Officer · last filed 2022-03-10
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.72M
Companies
3
Total Filings
15
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TACO | EVP & Chief Financial Officer | 332,848 | $10.48 | $3.49M | $0 | 4 | 2021-07-02 |
| TACOW | EVP & Chief Financial Officer | 300,384 | $0.77 | $231.1K | $0 | 8 | 2020-01-07 |
| Del Taco Restaurants, Inc. (TACO.W) Delisted | EVP & Chief Financial Officer | 241,697 | — | — | $0 | 2 | 2015-12-18 |
Recent Filings · Page 2 of 2
15 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-07-05 | TACOW | Mixed | +12,577 | $0 | EDGAR |
| 2017-01-12 | TACOW | Grant (A) | +10,000 | $0 | EDGAR |
| 2016-07-05 | TACO | Mixed | +15,513 | -$143.2K | EDGAR |
| 2015-12-18 | Del Taco Restaurants, Inc. (TACO.W) Delisted | Grant (A) | +125,000 | $0 | EDGAR |
| 2015-07-02 | Del Taco Restaurants, Inc. (TACO.W) Delisted | Grant (A) | +116,697 | $0 | EDGAR |
Showing 11–15 of 15
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.