LAURA ALLISON DUKES
CIK 1674244 · Chief Financial Officer · last filed 2026-07-07
LAURA ALLISON DUKES is a Chief Financial Officer who has filed 37 SEC Form 4 insider transactions across 5 companies since 2016. The most recent filing shows the insider had shares withheld for taxes covering $1.4M of IVZ on Jul 7, 2026. Across all open-market trades the lifetime net is −$72.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $26.8M across reported positions. 15 SEC filings were submitted jointly with Invesco Ltd.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$26.76M
5
37
-$72.5K
Filer Profile
SUITE 800
ATLANTA, GA 30342
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| IVZ | Chief Financial Officer | 290,258 | $33.07 | $9.60M | $0 | 1 | 2026-07-07 |
| HVT.A | Director | 5,666 | $29.04 | $164.5K | $0 | 14 | 2026-05-12 |
| XSHD | Chief Financial Officer | 342,261 | $14.19 | $4.86M | $0 | 9 | 2026-03-03 |
| XSHQ | Chief Financial Officer | 251,670 | $48.22 | $12.14M | $0 | 4 | 2022-05-17 |
| STI | Chief Financial Officer | 0 | $7.69 | $0 | -$72.5K | 9 | 2019-12-09 |
Recent Filings
37 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-07 | IVZ | Tax (F) | −52,003 | -$1.40M | EDGAR |
| 2026-05-12 | HVT.A | Grant (A) | — | $0 | EDGAR |
| 2026-03-03 | XSHD | Mixed | +49,088 | -$1.52M | EDGAR |
| 2025-08-28 | XSHD | Gift (G) | −34,764 | $0 | EDGAR |
| 2025-05-14 | HVT.A | Grant (A) | — | $0 | EDGAR |
| 2025-03-04 | XSHD | Mixed | +2,857 | -$480.1K | EDGAR |
| 2024-10-25 | XSHD | Gift (G) | −30,727 | $0 | EDGAR |
| 2024-05-17 | XSHD | Tax (F) | −25,097 | -$409.3K | EDGAR |
| 2024-05-07 | HVT.A | Grant (A) | — | $0 | EDGAR |
| 2024-03-01 | XSHD | Mixed | +3,530 | -$432.1K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.