Laura Allison Dukes
CIK 1674244 · Chief Financial Officer · last filed 2026-09-09
Laura Allison Dukes is a Chief Financial Officer who has filed 39 SEC Form 4 insider transactions across 5 companies since 2016. The most recent filing, for IVZ, was dated Sep 9, 2026. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $23.7M across reported positions. 17 SEC filings were submitted jointly with Invesco Ltd.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
IVZ price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 800
ATLANTA, GA 30342
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| IVZ | Chief Financial Officer | 259,183 | $29.25 | $7.58M | -$1.03M | 2 | 2026-09-09 |
| HVT.A | Director | 5,666 | $29.00 | $164.3K | $0 | 14 | 2026-05-12 |
| XSHD | Chief Financial Officer | 342,261 | $12.67 | $4.34M | $0 | 9 | 2026-03-03 |
| XSHQ | Chief Financial Officer | 251,670 | $46.07 | $11.59M | $0 | 4 | 2022-05-17 |
| STI | Chief Financial Officer | 0 | $4.55 | $0 | -$72.5K | 9 | 2019-12-09 |
Recent Filings
39 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-09 | IVZ | Mixed | −38,675 | -$1.03M | EDGAR |
| 2026-09-08 | IVZ | Notice (144) | −31,075 | -$1.03M | EDGAR |
| 2026-07-07 | IVZ | Tax (F) | −52,003 | -$1.40M | EDGAR |
| 2026-05-12 | HVT.A | Grant (A) | — | $0 | EDGAR |
| 2026-03-03 | XSHD | Mixed | +49,088 | -$1.52M | EDGAR |
| 2025-08-28 | XSHD | Gift (G) | −34,764 | $0 | EDGAR |
| 2025-05-14 | HVT.A | Grant (A) | — | $0 | EDGAR |
| 2025-03-04 | XSHD | Mixed | +2,857 | -$480.1K | EDGAR |
| 2024-10-25 | XSHD | Gift (G) | −30,727 | $0 | EDGAR |
| 2024-05-17 | XSHD | Tax (F) | −25,097 | -$409.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.