Dean Ellis
CIK 1686312 · EVP · last filed 2018-04-11
Dean Ellis is an EVP who has filed 9 SEC Form 4 insider transactions across 2 companies since 2017.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
2
Total Filings
9
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DYNEGY INC. (DYNC) Delisted | Executive Vice President | 20,324 | — | — | $0 | 5 | 2018-03-12 |
| DYNEGY INC. (DYNpA) Delisted | Senior Vice President | 14,449 | — | — | $0 | 3 | 2017-03-09 |
Recent Filings
9 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-04-11 | — | Disp (D) | −20,324 | $0 | |
| 2018-03-12 | DYNEGY INC. (DYNC) Delisted | Mixed | — | -$27.7K | EDGAR |
| 2018-03-06 | DYNEGY INC. (DYNC) Delisted | Tax (F) | −209 | -$2.6K | EDGAR |
| 2018-03-05 | DYNEGY INC. (DYNC) Delisted | Tax (F) | −2,431 | -$30.0K | EDGAR |
| 2018-03-01 | DYNEGY INC. (DYNC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2018-03-01 | DYNEGY INC. (DYNC) Delisted | Grant (A) | +19,826 | $0 | EDGAR |
| 2017-03-09 | DYNEGY INC. (DYNpA) Delisted | Mixed | — | -$15.7K | EDGAR |
| 2017-03-07 | DYNEGY INC. (DYNpA) Delisted | Tax (F) | −479 | -$4.0K | EDGAR |
| 2017-03-03 | DYNEGY INC. (DYNpA) Delisted | Grant (A) | +9,252 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.