David L Finkelstein
CIK 1688537 · CEO and Co-CIO · last filed 2026-04-30
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$65.06M
Companies
6
Total Filings
32
Lifetime Open-Market Net
-$5.21M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NLY | CEO and Co-CIO | 783,763 | $22.00 | $17.24M | -$1.14M | 1 | 2026-04-30 |
| NLYpJ | CEO and Co-CIO | 833,763 | $25.48 | $21.24M | -$2.21M | 4 | 2026-02-27 |
| NLYpI | CEO and Co-CIO | 743,430 | $25.45 | $18.92M | -$5.09M | 23 | 2025-08-05 |
| ANNALY CAPITAL MANAGEMENT INC (NLYpH.CL) Delisted | Chief Investment Officer | 0 | — | — | $955.7K | 2 | 2019-05-31 |
| NLYpF | Chief Investment Officer | 300,000 | $25.51 | $7.65M | $1.25M | 1 | 2017-09-01 |
| ANNALY CAPITAL MANAGEMENT INC (NLYpE) Delisted | Chief Investment Officer | 200,000 | — | — | $1.03M | 1 | 2016-11-07 |
Recent Filings · Page 3 of 4
32 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-07-05 | NLYpI | Mixed | −56,069 | -$518.8K | EDGAR |
| 2022-06-17 | NLYpI | Buy (P) | +200,000 | $1.11M | EDGAR |
| 2022-02-03 | NLYpI | Grant (A) | +464,195 | $0 | EDGAR |
| 2022-02-01 | NLYpI | Mixed | −37,291 | -$357.7K | EDGAR |
| 2021-07-14 | NLYpI | Mixed | −60,664 | -$670.5K | EDGAR |
| 2021-02-02 | NLYpI | Grant (A) | +221,675 | $0 | EDGAR |
| 2020-07-01 | NLYpI | Grant (A) | +381,098 | $0 | EDGAR |
| 2020-05-04 | NLYpI | Buy (P) | +100,000 | $603.0K | EDGAR |
| 2019-05-31 | ANNALY CAPITAL MANAGEMENT INC (NLYpH.CL) Delisted | Other (J) | −5,525 | -$140.0K | EDGAR |
| 2019-05-14 | ANNALY CAPITAL MANAGEMENT INC (NLYpH.CL) Delisted | Buy (P) | +100,000 | $955.7K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.