David L Finkelstein

CIK 1688537 · CEO and Co-CIO · last filed 2026-04-30

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$65.06M

Companies

6

Total Filings

32

Lifetime Open-Market Net

-$5.21M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NLY CEO and Co-CIO 783,763 $22.00 $17.24M -$1.14M 1 2026-04-30
NLYpJ CEO and Co-CIO 833,763 $25.48 $21.24M -$2.21M 4 2026-02-27
NLYpI CEO and Co-CIO 743,430 $25.45 $18.92M -$5.09M 23 2025-08-05
ANNALY CAPITAL MANAGEMENT INC (NLYpH.CL) Delisted Chief Investment Officer 0 $955.7K 2 2019-05-31
NLYpF Chief Investment Officer 300,000 $25.51 $7.65M $1.25M 1 2017-09-01
ANNALY CAPITAL MANAGEMENT INC (NLYpE) Delisted Chief Investment Officer 200,000 $1.03M 1 2016-11-07

Recent Filings · Page 4 of 4

32 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-09-01 NLYpF Buy (P) +100,000 $1.25M EDGAR
2016-11-07 ANNALY CAPITAL MANAGEMENT INC (NLYpE) Delisted Buy (P) +100,000 $1.03M EDGAR
Showing 3132 of 32
Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.