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Daniel M Klein

CIK 1691939 · SVP - Deputy CIO · last filed 2024-03-01

Daniel M Klein is a SVP - Deputy CIO who has filed 18 SEC Form 4 insider transactions across 1 company since 2017. The most recent filing, for DOC, was dated Mar 1, 2024. Across all open-market trades the lifetime net is −$75.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.17M

Companies

1

Total Filings

18

Lifetime Open-Market Net

-$75.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DOC SVP - Deputy CIO 199,497 $20.90 $4.17M -$75.9K 18 2024-03-01

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-03-01 DOC Mixed −144,408 -$699.5K EDGAR
2024-01-22 DOC Mixed +17,678 -$207.3K EDGAR
2023-03-03 DOC Mixed +9,122 -$82.5K EDGAR
2023-02-27 DOC Mixed +23,608 -$309.1K EDGAR
2022-03-03 DOC Mixed +7,006 -$85.7K EDGAR
2022-02-23 DOC Mixed +13,265 -$201.5K EDGAR
2021-03-03 DOC Mixed +6,627 -$80.0K EDGAR
2021-02-18 DOC Mixed +18,465 -$289.2K EDGAR
2020-08-18 DOC Sell (S) −4,208 -$75.9K EDGAR
2020-03-03 DOC Mixed +5,177 -$94.5K EDGAR
Showing 1–10 of 18
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.