Daniel M Klein
CIK 1691939 · SVP - Deputy CIO · last filed 2024-03-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.17M
Companies
1
Total Filings
18
Lifetime Open-Market Net
-$75.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DOC | SVP - Deputy CIO | 199,497 | $20.90 | $4.17M | -$75.9K | 18 | 2024-03-01 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-02-28 | DOC | Mixed | +4,730 | -$77.5K | EDGAR |
| 2020-01-06 | DOC | Tax (F) | −1,837 | -$34.2K | EDGAR |
| 2019-03-05 | DOC | Mixed | +4,924 | -$102.0K | EDGAR |
| 2019-01-04 | DOC | Tax (F) | −1,837 | $0 | EDGAR |
| 2018-03-06 | DOC | Mixed | +7,439 | $109.2K | EDGAR |
| 2018-01-29 | DOC | Tax (F) | −1,837 | $0 | EDGAR |
| 2017-03-07 | DOC | Grant (A) | +20,454 | $0 | EDGAR |
| 2017-01-04 | DOC | Grant (A) | +10,673 | $200.0K | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.