WILLIAM E. ROTE

CIK 1698262 · Chief Research Officer · last filed 2026-05-06

WILLIAM E. ROTE is a Chief Research Officer who has filed 61 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing, for TVTX, was dated May 6, 2026. Across all open-market trades the lifetime net is −$5.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$7.77M

Companies

2

Total Filings

61

Lifetime Open-Market Net

-$5.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
TVTX	Chief Research Officer	118,237	$65.71	$7.77M	-$4.65M	28	2026-05-06
Travere Therapeutics, Inc. (RTRX) Delisted	Senior Vice President, R&D	24,086	—	—	-$567.0K	19	2020-11-17

Recent Filings

61 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-05-06	TVTX	Notice (144)	−2,763	-$121.4K	EDGAR
2026-05-06	TVTX	Mixed	+1,487	-$121.4K	EDGAR
2026-04-23	TVTX	Sell (S)	−9,100	-$355.7K	EDGAR
2026-04-22	TVTX	Notice (144)	−9,100	-$355.7K	EDGAR
2026-04-15	TVTX	Grant (A)	+14,000	$0	EDGAR
2026-02-03	TVTX	Notice (144)	−12,446	-$409.1K	EDGAR
2026-02-03	TVTX	Mixed	+7,644	-$409.1K	EDGAR
2025-12-29	TVTX	Notice (144)	−60,000	-$2.41M	EDGAR
2025-12-29	TVTX	Mixed	—	-$1.17M	EDGAR
2025-05-05	TVTX	Notice (144)	−3,198	-$67.3K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.