BRIAN J LEE

CIK 1698554 · Chief Risk Officer · last filed 2024-10-18

BRIAN J LEE is a Chief Risk Officer who has filed 20 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing shows the insider sold $2.1M of GSpD on Oct 18, 2024. Across all open-market trades the lifetime net is −$22.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $431.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$431.9K

Companies

2

Total Filings

20

Lifetime Open-Market Net

-$22.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GSpD Chief Risk Officer 22,613 $19.10 $431.9K -$4.65M 2 2024-10-18
GOLDMAN SACHS GROUP INC (GSpK) Delisted Chief Risk Officer 33,265 $25.03 $832.6K -$17.57M 18 2024-05-02

Recent Filings

20 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-10-18 GSpD Sell (S) −4,000 -$2.12M EDGAR
2024-07-18 GSpD Sell (S) −5,000 -$2.53M EDGAR
2024-05-02 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +3,222 -$1.45M EDGAR
2024-01-25 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +2,252 -$825.2K EDGAR
2024-01-19 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −9,500 -$3.57M EDGAR
2023-05-04 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed −2,931 -$3.09M EDGAR
2023-01-26 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +4,396 -$1.46M EDGAR
2022-11-16 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −10,000 -$3.86M EDGAR
2022-01-28 GOLDMAN SACHS GROUP INC (GSpK) Delisted Grant (A) $0 EDGAR
2022-01-27 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +7,770 -$2.53M EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.