BRIAN J LEE

CIK 1698554 · Chief Risk Officer · last filed 2024-10-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$431.9K

Companies

2

Total Filings

20

Lifetime Open-Market Net

-$22.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GSpD Chief Risk Officer 22,613 $19.10 $431.9K -$4.65M 2 2024-10-18
GOLDMAN SACHS GROUP INC (GSpK) Delisted Chief Risk Officer 33,265 $25.03 $832.6K -$17.57M 18 2024-05-02

Recent Filings · Page 2 of 2

20 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-07-16 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −6,240 -$2.35M EDGAR
2021-01-27 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +5,743 -$1.45M EDGAR
2021-01-22 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed −13,738 -$3.99M EDGAR
2020-01-24 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +6,072 -$1.31M EDGAR
2020-01-17 GOLDMAN SACHS GROUP INC (GSpK) Delisted Grant (A) $0 EDGAR
2019-01-25 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +6,608 -$1.14M EDGAR
2019-01-18 GOLDMAN SACHS GROUP INC (GSpK) Delisted Grant (A) $0 EDGAR
2018-02-23 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −6,738 -$1.78M EDGAR
2018-01-19 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +7,380 -$1.78M EDGAR
2017-12-29 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +9,168 -$2.50M EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.