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SETH P BERNSTEIN

CIK 1705584 · See Remarks · last filed 2026-06-10

SETH P BERNSTEIN is a corporate insider who has filed 81 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing, for EQH, was dated Jun 10, 2026. Across all open-market trades the lifetime net is −$11.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $33.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$33.20M

Companies

3

Total Filings

81

Lifetime Open-Market Net

-$11.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EQH See Remarks 55,865 $51.30 $2.87M -$8.75M 49 2026-06-10
AB CEO 809,354 $37.10 $30.03M -$3.16M 23 2026-05-04
AWF 30,400 $10.16 $308.9K -$22.4K 4 2021-04-07

Recent Filings

81 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-10 EQH Grant (A) +131 $0 EDGAR
2026-05-04 AB Sell (S) −29,000 -$1.15M EDGAR
2026-04-30 AB Notice (144) −29,000 -$1.15M EDGAR
2026-03-13 EQH Grant (A) +126 $0 EDGAR
2026-03-04 EQH Mixed +3,392 -$686.1K EDGAR
2026-02-19 AB Sell (S) −26,840 -$1.10M EDGAR
2026-02-18 AB Notice (144) −26,840 -$1.11M EDGAR
2026-02-13 EQH Grant (A) +8,725 $400.0K EDGAR
2025-12-12 AB Grant (A) +159,937 $6.58M EDGAR
2025-12-03 AB Tax (F) −36,343 -$1.51M EDGAR
Showing 1–10 of 81
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.