SETH P BERNSTEIN

CIK 1705584 · See Remarks · last filed 2026-06-10

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$33.20M

Companies

3

Total Filings

81

Lifetime Open-Market Net

-$11.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EQH See Remarks 55,865 $51.30 $2.87M -$8.75M 49 2026-06-10
AB CEO 809,354 $37.10 $30.03M -$3.16M 23 2026-05-04
AWF 30,400 $10.16 $308.9K -$22.4K 4 2021-04-07

Recent Filings · Page 2 of 9

81 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-12-03 EQH Grant (A) +115 $0 EDGAR
2025-08-25 AB Sell (S) −24,946 -$999.1K EDGAR
2025-08-20 AB Sell (S) −6,748 -$270.7K EDGAR
2025-08-19 AB Notice (144) −31,694 -$1.28M EDGAR
2025-08-14 EQH Grant (A) +95 $0 EDGAR
2025-06-11 EQH Grant (A) +95 $0 EDGAR
2025-05-07 EQH Sell (S) −60,000 -$3.03M EDGAR
2025-05-06 EQH Notice (144) −60,000 -$3.03M EDGAR
2025-03-14 EQH Grant (A) +89 $0 EDGAR
2025-03-04 EQH Mixed +6,514 -$1.05M EDGAR
Showing 1120 of 81
Page 2 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.