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Adam M Kleinman

CIK 1715823 · CCO and Secretary · last filed 2025-09-23

Adam M Kleinman is a CCO and Secretary who has filed 30 SEC Form 4 insider transactions across 8 companies since 2017. The most recent filing, for GECCZ, was dated Sep 23, 2025. Across all open-market trades the lifetime net is +$567.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $16.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$16.18M

Companies

8

Total Filings

30

Lifetime Open-Market Net

$567.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Great Elm Capital Corp. (GECCZ) Delisted CCO and Secretary 44,597 $25.12 $1.12M $0 3 2025-09-23
GEGGL President 603,707 $24.72 $14.92M $0 1 2025-09-23
GEG President 580,730 $2.17 $1.26M $0 3 2024-09-24
Great Elm Capital Corp. (GECCO) Delisted CCO and Secretary 20,558 $25.25 $519.1K $0 2 2022-06-17
Great Elm Capital Corp. (GECCN) Delisted Chief Compliance Officer 79,496 $25.20 $2.00M $65.2K 12 2021-01-26
Forest Investments, Inc. (GEC) Delisted President and COO 338,562 — — $296.0K 5 2019-08-07
Great Elm Capital Corp. (GECCM) Delisted Chief Compliance Officer 25,000 $25.03 $625.8K $205.8K 3 2019-06-06
Forest Investments, Inc. (NEFF) Delisted See Remarks — — — $0 1 2017-09-25

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-09-23 Great Elm Capital Corp. (GECCZ) Delisted Mixed +4,253 -$15.6K EDGAR
2025-09-23 GEGGL Mixed +4,664 -$51.3K EDGAR
2024-09-27 Great Elm Capital Corp. (GECCZ) Delisted Other (J) +8,287 $0 EDGAR
2024-09-24 Great Elm Capital Corp. (GECCZ) Delisted Other (J) +8,287 $0 EDGAR
2024-09-24 GEG Grant (A) +32,552 $0 EDGAR
2023-09-27 GEG Grant (A) +60,386 $0 EDGAR
2022-09-20 GEG Grant (A) +149,230 $0 EDGAR
2022-06-17 Great Elm Capital Corp. (GECCO) Delisted Exer (M) +4,000 $50.0K EDGAR
2021-09-28 Great Elm Capital Corp. (GECCO) Delisted Other (J) +79,411 $0 EDGAR
2021-01-26 Great Elm Capital Corp. (GECCN) Delisted Grant (A) +1,794 $0 EDGAR
Showing 1–10 of 30
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.