Adam M Kleinman
CIK 1715823 · CCO and Secretary · last filed 2025-09-23
Adam M Kleinman is a CCO and Secretary who has filed 30 SEC Form 4 insider transactions across 8 companies since 2017. The most recent filing, for GECCZ, was dated Sep 23, 2025. Across all open-market trades the lifetime net is +$567.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $16.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$16.86M
8
30
$567.0K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECCZ) Delisted | CCO and Secretary | 44,597 | $25.12 | $1.12M | $0 | 3 | 2025-09-23 |
| GEGGL | President | 603,707 | $24.90 | $15.03M | $0 | 1 | 2025-09-23 |
| GEG | President | 580,730 | $2.25 | $1.31M | $0 | 3 | 2024-09-24 |
| GECCO | CCO and Secretary | 20,558 | $25.25 | $519.1K | $0 | 2 | 2022-06-17 |
| Great Elm Capital Corp. (GECCN) Delisted | Chief Compliance Officer | 79,496 | $25.20 | $2.00M | $65.2K | 12 | 2021-01-26 |
| Forest Investments, Inc. (GEC) Delisted | President and COO | 338,562 | — | — | $296.0K | 5 | 2019-08-07 |
| Great Elm Capital Corp. (GECCM) Delisted | Chief Compliance Officer | 25,000 | $25.03 | $625.8K | $205.8K | 3 | 2019-06-06 |
| Forest Investments, Inc. (NEFF) Delisted | See Remarks | — | — | — | $0 | 1 | 2017-09-25 |
Recent Filings
30 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-09-23 | Great Elm Capital Corp. (GECCZ) Delisted | Mixed | +4,253 | -$15.6K | EDGAR |
| 2025-09-23 | GEGGL | Mixed | +4,664 | -$51.3K | EDGAR |
| 2024-09-27 | Great Elm Capital Corp. (GECCZ) Delisted | Other (J) | +8,287 | $0 | EDGAR |
| 2024-09-24 | Great Elm Capital Corp. (GECCZ) Delisted | Other (J) | +8,287 | $0 | EDGAR |
| 2024-09-24 | GEG | Grant (A) | +32,552 | $0 | EDGAR |
| 2023-09-27 | GEG | Grant (A) | +60,386 | $0 | EDGAR |
| 2022-09-20 | GEG | Grant (A) | +149,230 | $0 | EDGAR |
| 2022-06-17 | GECCO | Exer (M) | +4,000 | $50.0K | EDGAR |
| 2021-09-28 | GECCO | Other (J) | +79,411 | $0 | EDGAR |
| 2021-01-26 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +1,794 | $0 | EDGAR |