Adam M Kleinman
CIK 1715823 · President · last filed 2026-09-23
Adam M Kleinman is a President who has filed 32 SEC Form 4 insider transactions across 9 companies since 2017. The most recent filing, for GEGGL, was dated Sep 23, 2026. Across all open-market trades the lifetime net is +$567.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $17.6M across reported positions. 8 SEC filings were submitted jointly with Forest Investments, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
GEC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 603
PALM BEACH GARDENS, FL 33410
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GEGGL | President | 608,131 | $24.41 | $14.84M | $0 | 2 | 2026-09-23 |
| GECCI | CCO and Secretary | 59,889 | $24.98 | $1.50M | $0 | 1 | 2026-09-23 |
| Great Elm Capital Corp. (GECCZ) Delisted | CCO and Secretary | 44,597 | $25.12 | $1.12M | $0 | 3 | 2025-09-23 |
| GEG | President | 580,730 | $2.15 | $1.25M | $0 | 3 | 2024-09-24 |
| Great Elm Capital Corp. (GECCO) Delisted | CCO and Secretary | 20,558 | $25.25 | $519.1K | $0 | 2 | 2022-06-17 |
| Great Elm Capital Corp. (GECCN) Delisted | Chief Compliance Officer | 79,496 | $25.20 | $2.00M | $65.2K | 12 | 2021-01-26 |
| Forest Investments, Inc. (GEC) Delisted | President and COO | 338,562 | — | — | $296.0K | 5 | 2019-08-07 |
| Great Elm Capital Corp. (GECCM) Delisted | Chief Compliance Officer | 25,000 | $25.03 | $625.8K | $205.8K | 3 | 2019-06-06 |
| Forest Investments, Inc. (NEFF) Delisted | See Remarks | — | — | — | $0 | 1 | 2017-09-25 |
Recent Filings
32 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-23 | GEGGL | Mixed | +22,737 | -$37.3K | EDGAR |
| 2026-09-23 | GECCI | Mixed | +12,632 | -$18.5K | EDGAR |
| 2025-09-23 | Great Elm Capital Corp. (GECCZ) Delisted | Mixed | +4,253 | -$15.6K | EDGAR |
| 2025-09-23 | GEGGL | Mixed | +4,664 | -$51.3K | EDGAR |
| 2024-09-27 | Great Elm Capital Corp. (GECCZ) Delisted | Other (J) | +8,287 | $0 | EDGAR |
| 2024-09-24 | Great Elm Capital Corp. (GECCZ) Delisted | Other (J) | +8,287 | $0 | EDGAR |
| 2024-09-24 | GEG | Grant (A) | +32,552 | $0 | EDGAR |
| 2023-09-27 | GEG | Grant (A) | +60,386 | $0 | EDGAR |
| 2022-09-20 | GEG | Grant (A) | +149,230 | $0 | EDGAR |
| 2022-06-17 | Great Elm Capital Corp. (GECCO) Delisted | Exer (M) | +4,000 | $50.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.