Adam M Kleinman
CIK 1715823 · CCO and Secretary · last filed 2025-09-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$16.86M
Companies
8
Total Filings
30
Lifetime Open-Market Net
$567.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECCZ) Delisted | CCO and Secretary | 44,597 | $25.12 | $1.12M | $0 | 3 | 2025-09-23 |
| GEGGL | President | 603,707 | $24.90 | $15.03M | $0 | 1 | 2025-09-23 |
| GEG | President | 580,730 | $2.25 | $1.31M | $0 | 3 | 2024-09-24 |
| GECCO | CCO and Secretary | 20,558 | $25.25 | $519.1K | $0 | 2 | 2022-06-17 |
| Great Elm Capital Corp. (GECCN) Delisted | Chief Compliance Officer | 79,496 | $25.20 | $2.00M | $65.2K | 12 | 2021-01-26 |
| Forest Investments, Inc. (GEC) Delisted | President and COO | 338,562 | — | — | $296.0K | 5 | 2019-08-07 |
| Great Elm Capital Corp. (GECCM) Delisted | Chief Compliance Officer | 25,000 | $25.03 | $625.8K | $205.8K | 3 | 2019-06-06 |
| Forest Investments, Inc. (NEFF) Delisted | See Remarks | — | — | — | $0 | 1 | 2017-09-25 |
Recent Filings · Page 2 of 3
30 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-12-23 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +1,645 | $0 | EDGAR |
| 2020-11-24 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +2,290 | $0 | EDGAR |
| 2020-10-23 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +1,010 | $0 | EDGAR |
| 2020-10-01 | Great Elm Capital Corp. (GECCN) Delisted | Exer (X) | +36,042 | $106.3K | EDGAR |
| 2020-09-23 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +669 | $0 | EDGAR |
| 2020-08-25 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +640 | $0 | EDGAR |
| 2020-07-17 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +685 | $0 | EDGAR |
| 2020-06-17 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +656 | $0 | EDGAR |
| 2020-05-19 | Great Elm Capital Corp. (GECCN) Delisted | Grant (A) | +841 | $0 | EDGAR |
| 2019-11-21 | Great Elm Capital Corp. (GECCN) Delisted | Buy (P) | +7,500 | $59.2K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.