Adam M Kleinman
CIK 1715823 · CCO and Secretary · last filed 2025-09-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$16.18M
Companies
8
Total Filings
30
Lifetime Open-Market Net
$567.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECCZ) Delisted | CCO and Secretary | 44,597 | $25.12 | $1.12M | $0 | 3 | 2025-09-23 |
| GEGGL | President | 603,707 | $24.72 | $14.92M | $0 | 1 | 2025-09-23 |
| GEG | President | 580,730 | $2.16 | $1.25M | $0 | 3 | 2024-09-24 |
| Great Elm Capital Corp. (GECCO) Delisted | CCO and Secretary | 20,558 | $25.25 | $519.1K | $0 | 2 | 2022-06-17 |
| Great Elm Capital Corp. (GECCN) Delisted | Chief Compliance Officer | 79,496 | $25.20 | $2.00M | $65.2K | 12 | 2021-01-26 |
| Forest Investments, Inc. (GEC) Delisted | President and COO | 338,562 | — | — | $296.0K | 5 | 2019-08-07 |
| Great Elm Capital Corp. (GECCM) Delisted | Chief Compliance Officer | 25,000 | $25.03 | $625.8K | $205.8K | 3 | 2019-06-06 |
| Forest Investments, Inc. (NEFF) Delisted | See Remarks | — | — | — | $0 | 1 | 2017-09-25 |
Recent Filings · Page 3 of 3
30 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-09-03 | Great Elm Capital Corp. (GECCN) Delisted | Buy (P) | +719 | $5.9K | EDGAR |
| 2019-08-07 | Forest Investments, Inc. (GEC) Delisted | Grant (A) | +25,381 | $0 | EDGAR |
| 2019-06-06 | Great Elm Capital Corp. (GECCM) Delisted | Buy (P) | +10,000 | $85.0K | EDGAR |
| 2018-11-21 | Great Elm Capital Corp. (GECCM) Delisted | Buy (P) | +6,000 | $48.3K | EDGAR |
| 2018-11-19 | Great Elm Capital Corp. (GECCM) Delisted | Buy (P) | +9,000 | $72.5K | EDGAR |
| 2018-05-25 | Forest Investments, Inc. (GEC) Delisted | Buy (P) | +20,000 | $76.0K | EDGAR |
| 2017-11-22 | Forest Investments, Inc. (GEC) Delisted | Buy (P) | +10,000 | $37.5K | EDGAR |
| 2017-11-15 | Forest Investments, Inc. (GEC) Delisted | Buy (P) | +20,000 | $73.0K | EDGAR |
| 2017-11-13 | Forest Investments, Inc. (GEC) Delisted | Buy (P) | +30,000 | $109.5K | EDGAR |
| 2017-09-25 | Forest Investments, Inc. (NEFF) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 21–30 of 30
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.