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Bruce Zimmerman

CIK 1720536 · last filed 2021-03-23

Bruce Zimmerman is a corporate insider who has filed 12 SEC Form 4 insider transactions across 4 companies since 2017. The most recent filing, for OCSL, was dated Mar 23, 2021. Across all open-market trades the lifetime net is +$266.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $670.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$670.9K

Companies

4

Total Filings

12

Lifetime Open-Market Net

$266.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OCSL Director 57,390 $11.69 $670.9K $0 1 2021-03-23
GWG Holdings, Inc. (GWGH) Delisted Director 0 $2.89 $0 $0 1 2019-06-20
Vistra Corp. (VST.WS.A) Delisted Director 15,374 $0.01 $120 $97.7K 3 2019-06-11
Oaktree Specialty Lending Corp (OSLE) Delisted Director 37,000 — — $168.3K 3 2018-08-14

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-23 OCSL Grant (A) +20,390 $0 EDGAR
2021-03-23 — Disp (D) −15,250 $0
2019-06-20 GWG Holdings, Inc. (GWGH) Delisted Grant (A) — $0 EDGAR
2019-06-11 Vistra Corp. (VST.WS.A) Delisted Buy (P) +4,000 $97.7K EDGAR
2019-05-03 Vistra Corp. (VST.WS.A) Delisted Grant (A) +5,504 $0 EDGAR
2018-08-14 Oaktree Specialty Lending Corp (OSLE) Delisted Buy (P) +3,000 $14.9K EDGAR
2018-08-14 — Buy (P) +1,250 $10.8K
2018-07-03 Vistra Corp. (VST.WS.A) Delisted Grant (A) +5,870 $0 EDGAR
2018-02-15 — Buy (P) +8,000 $62.4K
2018-02-14 Oaktree Specialty Lending Corp (OSLE) Delisted Buy (P) +24,000 $106.1K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.